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G••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

G••••• A••••••• L••

CRD 134062

NEW YORK, NY

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Search this name across graphsid dfx:ria:3ba25456-88af-7808-3baa-78e42d9ac6ce

Data as of Jan 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 31
On other graphs: 3
Observed: Mar 15, 2012 to Jan 29, 2025
63 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• A••••••• L••

Private equity manager · shared crd

Family Officesidentity

G••••• A••••••• L••

Family office · shared crd

Real Estate Fundsidentity

G••••• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.9B••• Locked
Discretionary RAUM: $5.9B
Private client RAUM: $5.1Bderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 49

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• S••••• A••••••••• L••	Hedge Fund	$207M	Oct 7, 2024	61	May 15, 2013	reported	021-196352
G••••• M••••••••• I•• L••	Private Equity Fund	$125M	Oct 7, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• P•••• J•	HEAD OF INVESTMENT OPERATIONS	Na	yes	09/2020	May 3, 2021	Oct 7, 2024
D•••• B••••••• L•••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Sep 10, 2024	Oct 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• • C•••••• L••	n/a	n/a	n/a	Y	yes	n/a
G••••• A••••••••• M•••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Jupiter	FL	United States	2	no
n/a	n/a	n/a	1	no
LOS ANGELES	CA	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$5.9B	$5.9B	0.0%	$4.8B	6.9%	49	49	3	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••	10	Mar 28, 2025	Feb 14, 2025	NEW YORK, NY	Firm absorbed	RIA to RIA	90.9%

Relationships

Advises (10)

→ G••••• M••••••••• I••• L••Private fundPrivate Equity Fund, IA
Aug 23, 2018 to presentfactForm ADV
→ G••••• S•••••• O••••••••• F••• I• L••Private fundPrivate Equity Fund, IA
Mar 26, 2018 to presentfactForm ADV
→ G••••• M••••••••• I•• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ G••••• M•••• V•••••• R••• E••••• I• L••

Dated events

Occurred
May 2, 2025
Left the SEC roster
G••••• A••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $5.9B)
Form ADVobserved 7 days ago
$5.9B
Occurred
Mar 28, 2025
Firm absorbed
G••••• A••••••• L••'s advisors moved to Corient (New York, NY): 10 of 11 registered, on the same day
Form ADVobserved 7 days ago
10 advisors
Occurred
Mar 28, 2025
Advisor changed firm
Sylwia Koc-Marano left G••••• A••••••• L•• for Corient (registered 2025-02-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ba25456-88af-7808-3baa-78e42d9ac6ce
First observed: Mar 15, 2012
Last observed: Jan 29, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.