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T•••• D•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

T•••• D•••• W••••••

Advisor at F•••• L•••• R••••••••• L••

DEL MAR, CA

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Search this name across graphsid dfx:ria:0a2cacd0-0a16-9266-e545-c9e991cab398

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• L•••• R••••••••• L••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• L•••• R••••••••• L••	Institutional manager	Jan 1, 2025	n/a	yes	DEL MAR, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 21, 2015	Jun 2, 2021	no	SAN DIEGO, CA\|RANCHO SANTA FE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••• L•••• R••••••••• L••	Jun 2, 2021	Jan 1, 2025	1,309	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:314509:CA:2021-06-01	Jun 2, 2021	Jan 1, 2025	RANCHO SANTA FE, CA	Firm change after gap

Relationships

Registered with (2)

→ F•••• L•••• R••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 21, 2015 to Jun 2, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a2cacd0-0a16-9266-e545-c9e991cab398
First observed: May 21, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.