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F•••• L•••• R••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

F•••• L•••• R••••••••• L••

CRD 314509

DEL MAR, CA

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Search this name across graphsid dfx:ria:9c24ea1b-aacb-4465-6ce4-1ecb0aea808b

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: May 6, 2021 to Sep 17, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F•••• L•••• R••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $844MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• T•••••• W••••••	n/a	DEL MAR, CA	5	40	2	no
T•••• D•••• W••••••	n/a	DEL MAR, CA	1	17

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	F•••• seen	Last seen
W••••••• T••••• D•	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	02/2021	May 6, 2021	Jan 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$844M	$718M	17.5%	$571M	13.9%	2	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	F•••• left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Jun 1, 2021	Jan 1, 2025	RANCHO SANTA FE, CA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (2)

← T•••• D•••• W••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← T••••• T•••••• W••••••Advisorregistration: current employment
Jun 10, 2021 to presentfactForm ADV

Moved with (1)

← W•••• F•••• A•••••••Registered adviser2 advisors, team lift out
Jun 1, 2021 to Jan 1, 2025factForm ADV

Controls (1)

Dated events

Occurred
Jan 12, 2022
Regulatory AUM changed
F•••• L•••• R••••••••• L•• reported RAUM $668.0M, up 35% from $494.5M (2021-10-05 to 2022-01-12)
Form ADVobserved 7 days ago
$173M
Occurred
May 6, 2021
Ria f•••• adv filing
F•••• L•••• R••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c24ea1b-aacb-4465-6ce4-1ecb0aea808b
First observed: May 6, 2021
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.