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Advisor at MORGAN STANLEY
Westport, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 7, 2018 | n/a | yes | Westport, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 28, 2010 | no | NEW HAVEN, CT|ORANGE, CT|NEW HAVEN, CT|BOSTON, MA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Oct 23, 2009 | no | ORANGE, CT|ORANGE, CT|NEW HAVEN, CT | Previous registration |
| QUICK & REILLY, INC. | n/a | Jun 3, 2003 | Oct 20, 2004 | no | CLINTON, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 7, 2002 | Mar 21, 2003 | no | SOUTHBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 28, 2010 | Jun 7, 2018 | 2,932 | Firm change after gap | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| MSI FINANCIAL SERVICES, INC. | QUICK & REILLY, INC. | Mar 21, 2003 | Jun 3, 2003 | 74 | Firm change | Other |