DFX Intelligence

M•••••• C•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

M•••••• C•••••• S••••••

Advisor at S•••••••• W•••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:0a44af56-1f90-9459-d9bb-9d53e4c01a04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Jun 13, 2023	n/a	yes	LOS ANGELES, CA	Current employment
C••••• F••••••••• I••••••••• A•••••••	Mixed wealth	Jul 25, 2022	May 15, 2023	no	NEW YORK, NY\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F••••••••• I••••••••• A•••••••	S•••••••• W•••••• L••	May 15, 2023	Jun 13, 2023	29	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• F••••••••• I••••••••• A•••••••	Jun 1, 2009	Jul 25, 2022

Relationships

Registered with (3)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Jun 13, 2023 to presentfactForm ADV
→ C••••• F••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jul 25, 2022 to May 15, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 8, 2006 to Jun 1, 2009factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
M•••••• C•••••• S•••••• left C••••• F••••••••• I••••••••• A••••••• for S•••••••• W•••••• L•• (registered 2023-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a44af56-1f90-9459-d9bb-9d53e4c01a04
First observed: Nov 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.