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Advisor at THE ASCENT GROUP, LLC
Hickman, NE | VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE ASCENT GROUP, LLC | Independent wealth | Apr 4, 2025 | n/a | yes | Hickman, NE|VIRGINIA BEACH, VA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 13, 2024 | Jan 29, 2025 | no | LINCOLN, NE | Previous registration |
| AMERITAS ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2021 | Feb 27, 2024 | no | LINCOLN, NE | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Feb 27, 2019 | Nov 1, 2021 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | THE ASCENT GROUP, LLC | Jan 29, 2025 | Apr 4, 2025 | 65 | Firm change | Other |
| AMERITAS ADVISORY SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Feb 27, 2024 | Jun 13, 2024 | 107 | Firm change | Other |
| AMERITAS ADVISORY SERVICES | AMERITAS ADVISORY SERVICES, LLC | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |