DFX Intelligence

R••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••• M•••••• C••••••

Advisor at C•••••• C•••••• G••••• I•••

EDINA, MN

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Search this name across graphsid dfx:ria:0a4b2a0c-8c27-2a0a-f3a9-82d1875c4fa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• G••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• G••••• I•••	Mixed wealth	Mar 25, 2020	n/a	yes	EDINA, MN	Current employment
C•••••• C•••••• G••••• I•••	Mixed wealth	May 31, 2016	Aug 28, 2018	no	Bismarck, ND\|EDINA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C•••••• C•••••• G••••• I•••	Feb 5, 2015	Feb 10, 2015	5	Firm change	Other
O•••••• C••••••• I•••	M•• I•••••••• S•••••••• L••	Jan 28, 2013	Feb 25, 2013

Relationships

Registered with (5)

→ C•••••• C•••••• G••••• I•••Registered adviserregistration: previous registration
May 31, 2016 to Aug 28, 2018factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2013 to Feb 5, 2015factForm ADV
→ O•••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2009 to Jan 28, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a4b2a0c-8c27-2a0a-f3a9-82d1875c4fa3
First observed: Feb 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.