DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• M•••••• C••••••

C•••••• C•••••• G••••• I•••mixed wealthEdina, MnIA-onlyIAPD 4860984

Feed of 09/14/2026

Also filed as R••• C••••••

At current firm

6 y

since Mar 25, 2020

In the industry

21 y

since Nov 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C•••••• G••••• I••• mixed wealth current
since Mar 25, 2020 · Edina, Mn
C•••••• C•••••• G••••• I••• mixed wealth
May 31, 2016 to Aug 28, 2018 · Bismarck, Nd
C•••••• C•••••• G••••• I••• mixed wealth
Feb 10, 2015 to Oct 6, 2015 · Edina, Mn
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 25, 2013 to Feb 5, 2015 · Fargo, Nd
O•••••• C••••••• I••• independent RIA
Jan 12, 2009 to Jan 28, 2013 · Minneapolis, Mn
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 3, 2005 to Sep 17, 2008 · Fargo, Nd
E•••••••• A•••••••• L•• national BD
Feb 2, 2005 to Sep 21, 2005 · Fargo, Nd

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C•••••• C•••••• G••••• I•••
left Feb 5, 2015, registered Feb 10, 2015 (5 days) · Other
O•••••• C••••••• I••• to M•• I•••••••• S•••••••• L••
left Jan 28, 2013, registered Feb 25, 2013 (28 days) · Other
C•••••••• G••••• M•••••• I••• to O•••••• C••••••• I•••
left Sep 17, 2008, registered Jan 12, 2009 (117 days) · Other
E•••••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Sep 21, 2005, registered Oct 3, 2005 (12 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address