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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WAYNE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2024 | n/a | yes | WAYNE, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 21, 2023 | Oct 11, 2024 | no | New York, NY|Charlottesville, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 7, 2023 | Nov 28, 2023 | no | TOMS RIVER, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 16, 2020 | Oct 19, 2022 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 11, 2024 | Oct 23, 2024 | 12 | Firm change | Wirehouse to wirehouse |
| EQUITABLE ADVISORS, LLC | MORGAN STANLEY | Nov 28, 2023 | Dec 21, 2023 | 23 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | EQUITABLE ADVISORS, LLC | Oct 19, 2022 | Aug 7, 2023 | 292 | Firm change | Wirehouse to ibd |