This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Mar 3, 1994

First registration

Oct 4, 1994

Dual registered

yes, broker-dealer

IAPD individual key

1777213

• Occurred

  Dec 31, 2022
  Advisor changed firm

  Christian Francis Li left The Advisory Group for Lpl Financial Llc (registered 2022-10-03)

  Form ADVobserved 4 days ago
• Occurred

  Oct 11, 2022
  Advisor changed firm

  Christian Francis Li left Fsc Securities Corporation for The Advisory Group (registered 2000-08-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0a4e5ece-61c8-cf6a-ff82-ba86f37f8ec1

First observed

Oct 4, 1994

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.