DFX Intelligence

M•••••• J••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

M•••••• J••••• G••••

Advisor at 2• S•••• W••••• M••••••••• I••

••• Locked

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Search this name across graphsid dfx:ria:0a519ba1-b58a-78ec-589a-a9f39dee1030

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 2• S•••• W••••• M••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Feb 2, 2026	n/a	yes	CHARLOTTE, NC\|Panama City, FL	Current employment
2• S•••• W••••• M••••••••• I••	State registered	Feb 2, 2026	n/a	yes	PANAMA CITY, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	2• S•••• W••••• M••••••••• I••	Nov 27, 2017	Feb 2, 2026	2,989	Firm change after gap	Other
O••••••••• S••••••••• I•••	C••• B•••••••• S•••••••• I•••	Nov 10, 2008	Mar 27, 2009

Relationships

Registered with (4)

→ 2• S•••• W••••• M••••••••• I••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 27, 2009 to Nov 27, 2017factForm ADV
→ O••••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a519ba1-b58a-78ec-589a-a9f39dee1030
First observed: Mar 24, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.