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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IP FINANCIAL ADVISORY SERVICES LLC

CRD 305772

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:955e1651-a3e2-9d09-afed-f024607b1807

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 186
Dated events: 40
On other graphs: 0
Observed: Sep 12, 2019 to Jun 30, 2026
98 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=86.0
Regulatory AUM: $481MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $259M
Private client RAUM: $481MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 133
RAUM per advisor: $3.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 112
Advisory employees: 112
Offices: 28Schedule D 1.F, beyond the principal office
Accounts: 2,686
Individual clients: 2,001
SEC number: 801-117481
CRD: 305772
Filings on the tape: 98
First filed: Sep 12, 2019
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, NC
Website: ipfinancialservicesllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 129

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
jeff kantor	n/a	CHARLOTTE, NC \| Mokena, IL	6	30	3	yes
ANTHONY W HINDS-FRITZ	Certified Financial Planner\|Chartered Financial Consultant	CHARLOTTE, NC \| Syracuse, NY	6	17	n/a	yes
Eric Jose Medina	n/a	Mokena, IL \| CHARLOTTE, NC	6	40	5	yes
DONALD LEROY SILBERMAN	n/a	Williston, FL \| CHARLOTTE, NC	6	23	4	yes
Bruce Michael DeVoogd	n/a	Katy, TX \| CHARLOTTE, NC	6	21	1	yes
JEFFREY JOSEPH SCRIMENTI	n/a	CHARLOTTE, NC \| Salem, OR	6	39	3	yes
MATTHEW LEE GREINER	n/a	CHARLOTTE, NC \| Reno, NV	6	16	2	yes
Malik Pearson	n/a	Charlotte, NC \| CHARLOTTE, NC	6	31	1	no
STACE J JENSEN	n/a	No Lehi, UT \| CHARLOTTE, NC	6	23	3	yes
CHASE JOHN CARLIN	n/a	Salt Lake City, UT \| CHARLOTTE, NC	6	14	2	yes
GLENN ROBERT DAVIDOW	Certified Financial Planner	Woodland Hills, CA \| CHARLOTTE, NC	6	47	1	yes
STEVEN ARI HOFFMAN	n/a	CHARLOTTE, NC \| Sunnyvale, CA	6	34	n/a	yes
Thomas John Adolph	n/a	CHARLOTTE, NC \| Kalispell, MT	6	26	3	yes
CELESTINE EMEJURU Njoku	n/a	Olahoma City, OK \| CHARLOTTE, NC	6	22	1	yes
BRIAN JOSEPH MOCK	n/a	Peoria, AZ \| CHARLOTTE, NC	6	35	2	yes
GUILLERMO FIDEL NODARSE	n/a	CHARLOTTE, NC \| Winter Park, FL	6	42	2	yes
MELVIN DALE BROOKS	n/a	CHARLOTTE, NC \| Crown Point, IN	6	40	2	yes
ZACHARY DARRIN RIOUX	n/a	CHARLOTTE, NC \| Westport, MA	6	17	n/a	yes
David Patrick Chandler	n/a	Henderson, NV \| CHARLOTTE, NC	6	19	9	yes
Earl C McCrary	n/a	Daytona Beach, FL \| CHARLOTTE, NC	6	42	6	yes
Jacquelyn Diane Robinson	n/a	Bolivar, PA \| CHARLOTTE, NC	6	35	2	yes
Daniel A Odigie	n/a	West Palm Beach, FL \| CHARLOTTE, NC	6	31	4	yes
Aaron Andrew Berman	n/a	Miami, FL \| CHARLOTTE, NC	6	25	5	yes
SOPHEARATH UOY	n/a	Broadlands, VA \| CHARLOTTE, NC	6	11	n/a	yes
Dale A Pope	n/a	CHARLOTTE, NC \| Leland, NC	5	43	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IPFAS HOLDINGS LLC	Stockholder	E	yes	03/2019	Jan 17, 2020	Dec 19, 2024
Jiao, Lei	FINOP, CCO	Na	yes	03/2022	Sep 12, 2019	Dec 19, 2024
King, Kelly, Ann	President	Na	yes	01/2023	Nov 27, 2023	Dec 19, 2024
LAWRENCE, ANTHONY, MCDONALD	CO-PRESIDENT, MGA AND SYSTEMS OPERATIONS	Na	yes	09/2019	Jan 28, 2020	Dec 19, 2024
ZHENG, QIAN	FINANCE ANALYST	Na	no	09/2020	Dec 2, 2020	Dec 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Centennial	Co	United States	4	yes
FARMINGTON HILLS	Mi	United States	2	yes
Henderson	Nv	United States	2	yes
Peoria	Az	United States	1	yes
Riverside	CA	United States	1	yes
NORTH HAVEN	De	United States	1	yes
Dunedin	FL	United States	1	yes
FORT MYERS	FL	United States	1	yes
Hollywood	FL	United States	1	yes
Melbourne	FL	United States	1	yes
PANAMA CITY	FL	United States	1	yes
Eagle	Id	United States	1	yes
Westport	Ma	United States	1	yes
BYRON CENTER	Mi	United States	1	no
FARMINGTON HILLS	Mi	United States	1	yes
SHELBY CHARTER TWP	Mi	United States	1	yes
Brandon	Ms	United States	1	yes
Kalispell	Mt	United States	1	yes
Raliegh	Nc	United States	1	yes
Hendereson	Nv	United States	1	yes
Henderson	Nv	United States	1	yes
LAS VEGAS	Nv	United States	1	yes
Reno	Nv	United States	1	yes
OKLAHOMA CITY	Ok	United States	1	yes
Greensburg	Pa	United States	1	yes
MT PLEASANT	Sc	United States	1	yes
SALT LAKE CITY	Ut	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$481M	$259M	112	112	28	n/a	n/a
2024	Mar 31, 2025	$456M	$282M	112	112	28	n/a	n/a
2023	Apr 1, 2024	$297M	$192M	92	92	28	n/a	n/a
2022	Mar 31, 2023	$250M	$186M	92	92	28	n/a	n/a
2021	Mar 24, 2022	$241M	$175M	90	90	8	n/a	n/a
2020	Mar 29, 2021	$115M	$107M	53	53	8	n/a	n/a
2019	May 1, 2020	$70.9M	$65.8M	59	59	8	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
20	4	16	3.0%	1	1	0	55	25

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$481M	$456M	5.5%	$250M	24.3%	112	112	28	28

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ELE ADVISORY SERVICES, INC	3	Feb 24, 2020	Feb 26, 2020	CHARLOTTE, NC	Team lift out	RIA to RIA	11.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE FINANCIAL DESIGNS, INC.	2	Dec 19, 2019	Jan 9, 2020	MOKENA, IL	Team lift out	Ibd to RIA	1.8%

Relationships

showing 80 of 186

Registered with (80)

← Bradley Alan MorrisAdvisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← Edgar Ochoa BenitezAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Sheila Jane MooreAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← DEBORAH CLAIRE ANSELMOAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← Jeri Margolis GlazerAdvisorregistration: current employment
May 22, 2026 to presentfactForm ADV
← William Thomas PerryAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← Johnny Earl LynumAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← ARTHUR JAMES JOHNSONAdvisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← WILLIAM FUNGAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← ERIC JASON STROEHLEAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← LARRY SKARSETAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← LONNIE D MCLANEAdvisorregistration: current employment
Feb 13, 2026 to presentfactForm ADV
← MICHAEL AVERY MERCERAdvisorregistration: current employment
Feb 13, 2026 to presentfactForm ADV
← Gregory Allen SwoverlandAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← Clayton Albert CornhallAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Yu Yeung LiAdvisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← MICHAEL JEROME GRANTAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← JOSHUA SOUSA PACHECOAdvisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV
← Robert Leroy GardnerAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← EDWARD SANTO FINOCCHIAROAdvisorregistration: current employment
Jan 14, 2026 to presentfactForm ADV
← Scott Lawrence OlsonAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← Logan Preston GarretsonAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← MARK CHARLES WEATHERLYAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← David BlockAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← Martha DelgadoAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← Walter Neil ZurowskiAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← Charles Milton HarrisAdvisorregistration: current employment
Nov 7, 2025 to presentfactForm ADV
← MARIO BROWNAdvisorregistration: current employment
Oct 28, 2025 to presentfactForm ADV
← Juan Jose LewisAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← JOHN A DORANAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
and 50 more

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 30, 2026
Advisor changed firm
John Harrigan left Ip Financial Advisory Services Llc for Citizens Securities, Inc. (registered 2026-07-21)
Form ADVobserved 6 days ago
Occurred
Apr 9, 2026
Advisor changed firm
James Moss Madden left Ip Financial Advisory Services Llc for Csenge Advisory Group, Llc (registered 2025-06-07)
Form ADVobserved 6 days ago
Occurred
Feb 17, 2026
Advisor departed, no destination yet
Kayla Alexandra Tolunay no longer registered at Ip Financial Advisory Services Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Feb 9, 2026
Advisor changed firm
Timothy Ballard White left Ip Financial Advisory Services Llc for Vanderbilt Advisory Services (registered 2026-02-17)
Form ADVobserved 6 days ago
Occurred
Dec 10, 2025
Advisor changed firm
Joseph Anthony Salemi left Ip Financial Advisory Services Llc for Raymond James Financial Services Advisors, Inc (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Sep 12, 2025
Advisor changed firm
Brian Lon Biederman left Ip Financial Advisory Services Llc for Innovation Partners Llc (registered 2021-08-20)
Form ADVobserved 6 days ago
Occurred
Sep 5, 2025
Advisor changed firm
Saundra Hudspeth left Ip Financial Advisory Services Llc for Usa Financial Securities Llc (registered 2026-02-23)
Form ADVobserved 6 days ago
Occurred
Aug 7, 2025
Advisor changed firm
Steven John Woodruff left Ip Financial Advisory Services Llc for Venture Financial Advisors, Llc (registered 2025-09-25)
Form ADVobserved 6 days ago
Occurred
Jun 26, 2025
Advisor changed firm
Jon Anthony Hoyle left Ip Financial Advisory Services Llc for Zero Day Capital Enterprises Llc (registered 2025-06-30)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2025
Advisor changed firm
Robert Leroy Gardner left Ip Financial Advisory Services Llc for Gradient Advisors, Llc (registered 2025-04-23)
Form ADVobserved 6 days ago
Occurred
Apr 29, 2025
Advisor changed firm
David Kim left Ip Financial Advisory Services Llc for Illumination Wealth Management (registered 2025-09-03)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Ip Financial Advisory Services Llc reported RAUM $456.1M, up 54% from $297.0M (2025-03-03 to 2025-03-31)
Form ADVobserved 6 days ago
$159M
Occurred
Mar 19, 2025
Advisor changed firm
Brian Engle left Ip Financial Advisory Services Llc for Cetera Investment Advisers Llc (registered 2025-03-17)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2025
Advisor changed firm
Stuart Blake Petty left Ip Financial Advisory Services Llc for Core Planning (registered 2025-03-10)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Carlos Robert Romero left Ip Financial Advisory Services Llc for Osaic Wealth, Inc. (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2025
Advisor changed firm
Tracey Dean left Ip Financial Advisory Services Llc for Oneamerica Securities, Inc. (registered 2025-04-07)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2025
Advisor changed firm
Korosh Ataei left Ip Financial Advisory Services Llc for Symphony Financial, Ltd. Co. (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2025
Advisor changed firm
Steven Christopher Nootbaar left Ip Financial Advisory Services Llc for Osaic Wealth, Inc. (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2025
Advisor changed firm
Ryan Michael Filiaggi left Ip Financial Advisory Services Llc for Sgl Financial, Llc (registered 2024-04-18)
Form ADVobserved 6 days ago
Occurred
Dec 24, 2024
Advisor changed firm
Robert Ernest Young left Ip Financial Advisory Services Llc for Vanhov Wealth Partners Llc (registered 2024-10-23)
Form ADVobserved 6 days ago
Occurred
Dec 18, 2024
Advisor changed firm
Nadezda A Timokhova left Ip Financial Advisory Services Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2024
Advisor changed firm
Steven Gerard Tornatore left Ip Financial Advisory Services Llc for Supreme Alliance Llc (registered 2024-10-25)
Form ADVobserved 6 days ago
Occurred
May 30, 2024
Advisor changed firm
David Block left Ip Financial Advisory Services Llc for Stirlingshire Investments (registered 2024-05-28)
Form ADVobserved 6 days ago
Occurred
May 20, 2024
Advisor changed firm
Shayna Leanne Fossum left Ip Financial Advisory Services Llc for Impact Partnership Wealth, Llc (registered 2024-04-12)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2024
Advisor changed firm
Jesse L Perry left Ip Financial Advisory Services Llc for Freedom Investment Management, Inc. (registered 2023-12-11)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2023
Control person left
Earl Gregory Smith (Chief Compliance Officer) no longer on Schedule A of Ip Financial Advisory Services Llc (listed 2023-11-27, absent 2023-12-04)
Form ADVobserved 6 days ago
Occurred
Nov 27, 2023
Control person joined
Ann Kelly King (President) appeared on Schedule A of Ip Financial Advisory Services Llc
Form ADVobserved 6 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Jeri Margolis Glazer left Ip Financial Advisory Services Llc for Ameriprise Financial Services, Llc (registered 2023-11-15)
Form ADVobserved 6 days ago
Occurred
Oct 24, 2023
Advisor changed firm
Benjjamin K Zales left Ip Financial Advisory Services Llc for Wealth Watch Advisors, Inc (registered 2026-05-05)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
James Patrick Lamb left Ip Financial Advisory Services Llc for Lamb Retirement Solutions Llc (registered 2023-08-14)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Jess Wayne Hinton left Ip Financial Advisory Services Llc for Virtue Capital Management, Llc (registered 2023-08-07)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2023
Advisor changed firm
Lindsey Blair Lee left Ip Financial Advisory Services Llc for 9I Capital Group Llc (registered 2023-02-24)
Form ADVobserved 6 days ago
Occurred
Dec 13, 2022
Advisor changed firm
Leslie Kathryn Hollingsworth left Ip Financial Advisory Services Llc for Gradient Advisors, Llc (registered 2022-12-12)
Form ADVobserved 6 days ago
Occurred
Dec 9, 2022
Advisor changed firm
Michael Joseph D'Angelis left Ip Financial Advisory Services Llc for Lpl Financial Llc (registered 2023-07-03)
Form ADVobserved 6 days ago
Occurred
Oct 26, 2022
Advisor changed firm
James Joseph Duddey left Ip Financial Advisory Services Llc for Fidelity Personal And Workplace Advisors (registered 2022-12-06)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Maximo Gregorio Centeno left Ip Financial Advisory Services Llc for Equitable Advisors, Llc (registered 2022-03-23)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2022
Regulatory AUM changed
Ip Financial Advisory Services Llc reported RAUM $240.7M, up 110% from $114.7M (2022-02-03 to 2022-03-14)
Form ADVobserved 6 days ago
$126M

Show 3 bookkeeping events

Occurred
Mar 31, 2025
Ip Financial Advisory Services Llc reported 112 state-registered advisory representatives, up from 92 (2025-03-03 to 2025-03-31)
Occurred
Sep 26, 2022
Ip Financial Advisory Services Llc reported 28 offices beyond its principal office, up from 9 (2022-09-17 to 2022-09-26)
Occurred
Mar 14, 2022
Ip Financial Advisory Services Llc reported 90 state-registered advisory representatives, up from 53 (2022-02-03 to 2022-03-14)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:955e1651-a3e2-9d09-afed-f024607b1807
First observed: Sep 12, 2019
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IP FINANCIAL ADVISORY SERVICES LLC

CRD 305772

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:955e1651-a3e2-9d09-afed-f024607b1807

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

jeff kantor

n/a

CHARLOTTE, NC | Mokena, IL

yes

ANTHONY W HINDS-FRITZ

Certified Financial Planner|Chartered Financial Consultant

CHARLOTTE, NC | Syracuse, NY

n/a

yes

Eric Jose Medina

n/a

Mokena, IL | CHARLOTTE, NC

yes

DONALD LEROY SILBERMAN

n/a

Williston, FL | CHARLOTTE, NC

yes

Bruce Michael DeVoogd

n/a

Katy, TX | CHARLOTTE, NC

yes

JEFFREY JOSEPH SCRIMENTI

n/a

CHARLOTTE, NC | Salem, OR

yes

MATTHEW LEE GREINER

n/a

CHARLOTTE, NC | Reno, NV

yes

Malik Pearson

n/a

Charlotte, NC | CHARLOTTE, NC

STACE J JENSEN

n/a

No Lehi, UT | CHARLOTTE, NC

yes

CHASE JOHN CARLIN

n/a

Salt Lake City, UT | CHARLOTTE, NC

yes

GLENN ROBERT DAVIDOW

Certified Financial Planner

Woodland Hills, CA | CHARLOTTE, NC

yes

STEVEN ARI HOFFMAN

n/a

CHARLOTTE, NC | Sunnyvale, CA

n/a

yes

Thomas John Adolph

n/a

CHARLOTTE, NC | Kalispell, MT

yes

CELESTINE EMEJURU Njoku

n/a

Olahoma City, OK | CHARLOTTE, NC

yes

BRIAN JOSEPH MOCK

n/a

Peoria, AZ | CHARLOTTE, NC

yes

GUILLERMO FIDEL NODARSE

n/a

CHARLOTTE, NC | Winter Park, FL

yes

MELVIN DALE BROOKS

n/a

CHARLOTTE, NC | Crown Point, IN

yes

ZACHARY DARRIN RIOUX

n/a

CHARLOTTE, NC | Westport, MA

n/a

yes

David Patrick Chandler

n/a

Henderson, NV | CHARLOTTE, NC

yes

Earl C McCrary

n/a

Daytona Beach, FL | CHARLOTTE, NC

yes

Jacquelyn Diane Robinson

n/a

Bolivar, PA | CHARLOTTE, NC

yes

Daniel A Odigie

n/a

West Palm Beach, FL | CHARLOTTE, NC

yes

Aaron Andrew Berman

n/a

Miami, FL | CHARLOTTE, NC

yes

SOPHEARATH UOY

n/a

Broadlands, VA | CHARLOTTE, NC

n/a

yes

Dale A Pope

n/a

CHARLOTTE, NC | Leland, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IPFAS HOLDINGS LLC

Stockholder

yes

03/2019

Jan 17, 2020

Dec 19, 2024

Jiao, Lei

FINOP, CCO

yes

03/2022

Sep 12, 2019

Dec 19, 2024

King, Kelly, Ann

President

yes

01/2023

Nov 27, 2023

Dec 19, 2024

LAWRENCE, ANTHONY, MCDONALD

CO-PRESIDENT, MGA AND SYSTEMS OPERATIONS

yes

09/2019

Jan 28, 2020

Dec 19, 2024

ZHENG, QIAN

FINANCE ANALYST

09/2020

Dec 2, 2020

Dec 19, 2024

City

State

Country

Employees

Also broker-dealer

Centennial

United States

yes

FARMINGTON HILLS

United States

yes

Henderson

United States

yes

Peoria

United States

yes

Riverside

United States

yes

NORTH HAVEN

United States

yes

Dunedin

United States

yes

FORT MYERS

United States

yes

Hollywood

United States

yes

Melbourne

United States

yes

PANAMA CITY

United States

yes

Eagle

United States

yes

Westport

United States

yes

BYRON CENTER

United States

FARMINGTON HILLS

United States

yes

SHELBY CHARTER TWP

United States

yes

Brandon

United States

yes

Kalispell

United States

yes

Raliegh

United States

yes

Hendereson

United States

yes

Henderson

United States

yes

LAS VEGAS

United States

yes

Reno

United States

yes

OKLAHOMA CITY

United States

yes

Greensburg

United States

yes

MT PLEASANT

United States

yes

SALT LAKE CITY

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$481M

$259M

112

n/a

2024

Mar 31, 2025

$456M

$282M

112

n/a

2023

Apr 1, 2024

$297M

$192M

n/a

2022

Mar 31, 2023

$250M

$186M

n/a

2021

Mar 24, 2022

$241M

$175M

n/a

2020

Mar 29, 2021

$115M

$107M

n/a

2019

May 1, 2020

$70.9M

$65.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$481M

$456M

5.5%

$250M

24.3%

112

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ELE ADVISORY SERVICES, INC

Feb 24, 2020

Feb 26, 2020

CHARLOTTE, NC

Team lift out

RIA to RIA

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE FINANCIAL DESIGNS, INC.

Dec 19, 2019

Jan 9, 2020

MOKENA, IL

Team lift out

Ibd to RIA

1.8%