DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Sep 8, 2026 | n/a | yes | Norwalk, CT | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Dec 10, 2025 | n/a | yes | HAMDEN, CT|PURCHASE, NY | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | W•••• F•••• A••••••• | Dec 12, 2025 | Dec 10, 2025 | -2 | Firm change | Ibd to wirehouse |
| J••• M••••• S••••••••• L•• | L•• F•••••••• L•• | May 15, 2024 | May 15, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:6413:CT:2024-05-15 | May 15, 2024 | May 15, 2024 | EAST HARTFORD, CT | Firm change |
| Bd affiliated wealth |
| May 15, 2024 |
| Dec 12, 2025 |
| no |
| HARTFORD, CT|ROCKY HILL, CT|Rocky Hill, CT|SAN DIEGO, CA |
| Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 1, 2021 | May 15, 2024 | no | South Windsor, CT|Glastonbury, CT|Enfield, CT|East Hartford, CT | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 30, 2019 | Nov 22, 2021 | no | HARTFORD, CT|NEW YORK, NY | Previous registration |
| 0 |
| Firm change |
| Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••• M••••• S••••••••• L•• | Nov 22, 2021 | Dec 1, 2021 | 9 | Firm change | Wirehouse to wirehouse |