DFX Intelligence

S••••••••• P••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

S••••••••• P••• D••••••

Advisor at L•• E••••••••• L••

INDEPENDENCE, OH | COLUMBUS, OH

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Search this name across graphsid dfx:ria:0a60aa43-2d30-6073-e9ab-0dc643a15f37

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Mar 3, 2025	n/a	yes	COLUMBUS, OH\|INDEPENDENCE, OH	Current employment
A••••••• F•••••••• C••••••••• L••	Independent wealth	Mar 3, 2023	Feb 20, 2024	no	BEACHWOOD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• C••••••••• L••	L•• E••••••••• L••	Feb 20, 2024	Mar 3, 2025	377	Firm change	RIA to new firm
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••••• F•••••••• C••••••••• L••	Jul 6, 2020	Mar 3, 2023

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ A••••••• F•••••••• C••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2023 to Feb 20, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2013 to Jul 6, 2020factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a60aa43-2d30-6073-e9ab-0dc643a15f37
First observed: Nov 22, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.