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CRD 288185
BEACHWOOD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• B•••••• T••••••• | Certified Financial Planner | BEACHWOOD, OH | 9 | 24 | 2 | no |
| T••••• R••• Y••••• | n/a | BEACHWOOD, OH | 9 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| T•••••••• J•••••• B•••••• | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 05/2013 | Mar 6, 2019 | Mar 8, 2024 |
| G•••••••• J•••••••• I•• | CHIEF INVESTMENT OFFICER | Na | no | 08/2017 | Mar 6, 2019 | Mar 8, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $547M | $509M | 7.6% | $337M | 17.5% | 8 | 8 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••• W••••• P•••••••• L•• | 2 | Jul 28, 2017 | Aug 3, 2017 | BEACHWOOD, OH | Team lift out | Other | 0.8% |
| no |
| J••••••• I•• G••••••• | Chartered Financial Analyst | San Diego, CA | 9 | 14 | 1 | no |
| R••••••• R•••• K••••• | Certified Financial Planner | BEACHWOOD, OH | 8 | 26 | 3 | no |
| L••• T•••••• P••••• | Chartered Financial Consultant | Mount Pleasant, SC | 7 | 10 | n/a | no |
| M•••••• C••••••••• K•••••• | n/a | BEACHWOOD, OH | 6 | 23 | 5 | no |
| $547M |
| $517M |
| 8 |
| 6 |
| 3 |
| n/a |
| n/a |
| 2024 | Mar 7, 2025 | $509M | $473M | 8 | 6 | 3 | n/a | n/a |
| 2023 | Mar 8, 2024 | $404M | $363M | 9 | 7 | 3 | n/a | n/a |
| 2022 | Mar 2, 2023 | $337M | $318M | 8 | 6 | 3 | n/a | n/a |
| 2021 | Mar 4, 2022 | $349M | $329M | 8 | 6 | 3 | n/a | n/a |
| 2020 | Mar 29, 2021 | $285M | $214M | 8 | 6 | 3 | n/a | n/a |
| 2019 | Feb 5, 2020 | $139M | $138M | 8 | 5 | 1 | n/a | n/a |