DFX Intelligence

C•••••• H•••••• B•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

C•••••• H•••••• B•••• W•••••••

Advisor at I••••••••• A••••••• N•••••• L••

Sausalito, CA

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Search this name across graphsid dfx:ria:0a6181d6-7491-2493-8125-a6803df5b0e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• N•••••• L••	Independent wealth	Oct 5, 2021	n/a	yes	Sausalito, CA	Current employment
S•• F•••••••• S••••• I••••••••• G••••	Former SEC adviser	Jan 7, 2020	Oct 15, 2021	no	SAN F••••••••, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F•••••••• S••••• I••••••••• G••••	I••••••••• A••••••• N•••••• L••	Oct 15, 2021	Oct 5, 2021	-10	Firm change	RIA to RIA
W•••• F•••• A•••••••	S•• F•••••••• S••••• I••••••••• G••••	Jun 19, 2017	Jul 10, 2017

Relationships

Registered with (4)

→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: current employment
Oct 5, 2021 to presentfactForm ADV
→ S•• F•••••••• S••••• I••••••••• G••••Registered adviserregistration: previous registration
Jan 7, 2020 to Oct 15, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2008 to Jun 19, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a6181d6-7491-2493-8125-a6803df5b0e8
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.