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CRD 171991
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-21 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL ALLEN YOUNG | n/a | DALLAS, TX | 11 | 32 | 4 | no |
| CHRISTOPHER JOHN RICHARD | n/a | Cardiff by the Sea, CA | DALLAS, TX | 11 | 34 | 4 | no |
| THOMAS RANDALL SAMUELSON | Chartered Financial Analyst | DALLAS, TX | Englewood, CO | 11 | 21 | 4 | no |
| AUDRA LYNN MALLOW | n/a | Los Angeles, CA | DALLAS, TX | 10 | 28 | 4 | no |
| JAMES RAY TINDALL | n/a | DALLAS, TX | Dallas, TX | 10 | 42 | 6 | no |
| JAMES TIMOTHY MATHIS | n/a | Dallas, TX | DALLAS, TX | 10 | 41 | 2 | yes |
| HUGH GIBSON STOUT | n/a | MacGregor, TX | DALLAS, TX | 9 | 17 | 2 | no |
| MARK BERNARD LUBLIN | n/a | DALLAS, TX | West Newtown, MA | 9 | 33 | 1 | no |
| DOUGLAS WELLINGTON SHULTZ | n/a | DALLAS, TX | San Diego, CA | 9 | 14 | 2 | no |
| PHILLIP LEE BELL | n/a | DALLAS, TX | San Diego, CA | 9 | 27 | 2 | no |
| ERIC CHRISTOPHER MEUSHAW | Certified Financial Planner | DALLAS, TX | MOUNT AIRY, MD | 9 | 28 | 3 | yes |
| GUERDON TISDALE ELY | Certified Financial Planner|Chartered Financial Consultant | DALLAS, TX | Chico, CA | 9 | 24 | 2 | no |
| ANNA CHRISTINA NELSON | n/a | Chico, CA | DALLAS, TX | 9 | 20 | 2 | no |
| PATRICK EDWARD WHITE | n/a | Menlo Park, CA | DALLAS, TX | 9 | 43 | 2 | no |
| MICHAEL SZTROM | n/a | DALLAS, TX | Rancho Santa Fe, CA | 8 | 27 | 7 | no |
| Jason Woodrow Heming | n/a | DALLAS, TX | COLUMBIA, SC | 8 | 19 | n/a | yes |
| CURTIS SCOTT BURNS | n/a | DALLAS, TX | Carlsbad, CA | 8 | 34 | 4 | yes |
| TODD DAVID BLACKBURN | n/a | Carlsbad, CA | DALLAS, TX | 8 | 26 | 4 | yes |
| Michael J Norris | n/a | COLUMBIA, SC | DALLAS, TX | 8 | 12 | 1 | no |
| WILLIAM GEORGE YOCIUS | n/a | DALLAS, TX | FOX RIVER GROVE, IL | 8 | 22 | 3 | no |
| JOSHUA D BRADLEY | n/a | DALLAS, TX | COLUMBIA, SC | 8 | 19 | 3 | no |
| PETER CHRISTIAN ANDERSEN | Chartered Financial Analyst | DALLAS, TX | Manchester By The Sea, MA | 8 | 14 | 2 | no |
| TERRI ZIEGLE CAMPBELL | Chartered Financial Analyst | Sarasota, FL | DALLAS, TX | 7 | 34 | 1 | no |
| GEOFFREY MITCHELL ZIMMERMAN | Certified Financial Planner | WALNUT CREEK, CA | DALLAS, TX | 7 | 32 | 3 | no |
| Thomas Adam Smith | Certified Financial Planner | Columbia, SC | DALLAS, TX | 7 | 13 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WEATHER MARK STRATEGIC LONG SHORT LLC | n/a | $20.2M | Aug 21, 2026 | 1 | Aug 21, 2026 | reported | 021-22928 |
| PROTEUS SERIES FEEDER FUND I, LLC - INTEGRATED OPPORTUNITIES FUND | n/a | $17.9M | Aug 21, 2026 | 20 | Aug 21, 2026 | reported | 021-507838 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GROVES, JEFFREY, JAMES | CO-FOUNDER RELATIONSHIP OFFICER | Na | yes | 05/2014 | Aug 21, 2026 | Aug 21, 2026 |
| TX-HI, LLC | Owner | E | yes | 03/2023 | Aug 21, 2026 | Aug 21, 2026 |
| YOUNG, MICHAEL, ALLEN | PRESIDENT AND MANAGING PARTNER | Na | yes | 06/2015 | Aug 21, 2026 | Aug 21, 2026 |
| PIX, LINDA, MICHELLE | CO-FOUNDER AND CHIEF RELATIONSHIP OFFICER | Na | yes | 12/2014 | Apr 21, 2015 | Sep 18, 2024 |
| TYLER, DANIELLE, LYNNE | CHIEF COMPLIANCE OFFICER | Na | no | 08/2021 | Aug 21, 2026 | Aug 21, 2026 |
| MIXED COLORS LLC | DIRECT OWNER | C | no | 01/2021 | Feb 15, 2021 | Sep 18, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Columbia | Sc | United States | 8 | no |
| SAN DIEGO | CA | United States | 4 | no |
| MOUNT AIRY | Md | United States | 3 | no |
| Springfield | Mo | United States | 3 | no |
| Seattle | Wa | United States | 3 | no |
| Carlsbad | CA | United States | 2 | no |
| DEL MAR | CA | United States | 2 | no |
| SAN DIEGO | CA | United States | 2 | no |
| SAN JOSE | CA | United States | 2 | no |
| Ofallon | IL | United States | 2 | no |
| Boston | Ma | United States | 2 | no |
| GREAT BARRINGTON | Ma | United States | 2 | no |
| Henderson | Nv | United States | 2 | no |
| Bend | Or | United States | 2 | no |
| Dallas | TX | United States | 2 | no |
| Kirkland | Wa | United States | 2 | no |
| Tuscon | Az | United States | 1 | no |
| Chico | CA | United States | 1 | no |
| Larkspur | CA | United States | 1 | no |
| MENLO PARK | CA | United States | 1 | no |
| PACIFIC PALISADES | CA | United States | 1 | no |
| PALM DESERT | CA | United States | 1 | no |
| SAN DIEGO | CA | United States | 1 | no |
| WALNUT CREEK | CA | United States | 1 | no |
| Denver | Co | United States | 1 | no |
| Denver | Co | United States | 1 | no |
| Pueblo | Co | United States | 1 | no |
| Hartford | Ct | United States | 1 | no |
| Naples | FL | United States | 1 | no |
| Sarasota | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $5.5B | $5.3B | 87 | 81 | 47 | 1 | n/a |
| 2024 | Mar 31, 2025 | $4.6B | $4.3B | 88 | 83 | 45 | 1 | n/a |
| 2023 | Mar 30, 2024 | $4.2B | $3.9B | 90 | 82 | 39 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.6B | $3.3B | 81 | 76 | 39 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.4B | $3.1B | 80 | 74 | 33 | n/a | n/a |
| 2020 | Apr 1, 2021 | $2.7B | $2.5B | 85 | 81 | 33 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.5B | $1.4B | 67 | 64 | 32 | n/a | n/a |
| 2018 | Mar 25, 2019 | $1.0B | $1.0B | 53 | 50 | 31 | n/a | n/a |
| 2017 | Mar 31, 2018 | $623M | $623M | 45 | 41 | 27 | n/a | n/a |
| 2016 | Mar 31, 2017 | $373M | $359M | 49 | 35 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $219M | $219M | 20 | 14 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 10 | -5 | 12.5% | 1 | 4 | 0 | 17 | 14 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.5B | $4.6B | 20.4% | $3.6B | 15.8% | 87 | 88 | 47 | 45 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| DIVERSIFY WEALTH MANAGEMENT, LLC | 4 | Aug 21, 2026 | Oct 30, 2025 | DALLAS, TX | Team lift out | RIA to RIA | 4.8% |
| MERCER GLOBAL ADVISORS INC. | 2 | Dec 31, 2025 | May 4, 2024 | DALLAS, TX | Team lift out | RIA to RIA | 2.5% |
| RIA ADVISORS | 3 | Jan 2, 2020 | Jan 2, 2020 | DALLAS, TX | Team lift out | RIA to RIA | 6.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Oneseven | 2 | Apr 14, 2022 | May 11, 2022 | SAN JOSE, CA | Team lift out | RIA to RIA | 5.9% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Mar 3, 2021 | Mar 8, 2021 | HENDERSON, NV | Team lift out | Ibd to RIA | 0.1% |
| MORGAN STANLEY | 2 | Jan 13, 2021 | Jan 8, 2021 | WEST HARTFORD, CT | Team lift out | Wirehouse to RIA | 0.0% |
| CRESSET ASSET MANAGEMENT, LLC | 3 | Jun 8, 2020 | Jun 5, 2020 | CHICAGO, IL | Team lift out | RIA to RIA | 8.1% |
| UBS FINANCIAL SERVICES INC. | 2 | Oct 22, 2019 | Oct 11, 2019 | BEND, OR | Team lift out | Wirehouse to RIA | 0.0% |
| VINTAGE WEST CAPITAL MANAGEMENT | 2 | Aug 17, 2018 | Jun 19, 2018 | SAN DIEGO, CA | Team lift out | RIA to RIA | 66.7% |
| HAYDEN ROYAL | 3 | Jul 10, 2018 | Jan 1, 2025 | CHARLOTTE, NC | Team lift out | RIA to RIA | 9.1% |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2 | Jul 16, 2015 | Sep 18, 2015 | ROUND ROCK, TX | Team lift out | Other | 0.4% |