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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL PAUL WARREN

Advisor at PROSHARE ADVISORS LLC

BETHESDA, MD

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Search this name across graphsid dfx:ria:0a67f9ff-44d1-56ad-b3e4-1bbdee6aaa57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSHARE ADVISORS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 25, 1997
First registration: Jan 30, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL P WARREN|MICHAEL PAUL WARREN|Michael Warren
IAPD individual key: 2889993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSHARE ADVISORS LLC	Asset manager	Jan 10, 2024	n/a	yes	BETHESDA, MD	Current employment
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Sep 30, 2022	Nov 6, 2023	no	NEW YORK, NY\|Westminster, MD	Previous registration
PROSHARE ADVISORS LLC	Asset manager	Mar 28, 2013	Sep 12, 2022	no	BETHESDA, MD	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jan 30, 2001	Aug 12, 2002	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	PROSHARE ADVISORS LLC	Nov 6, 2023	Jan 10, 2024	65	Firm change	Other
PROSHARE ADVISORS LLC	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Sep 12, 2022	Sep 30, 2022	18	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	PROSHARE ADVISORS LLC	Aug 12, 2002	Mar 28, 2013	3,881	Firm change after gap	Other

Relationships

Registered with (3)

→ PROSHARE ADVISORS LLCRegistered adviserregistration: previous registration
Mar 28, 2013 to Sep 12, 2022factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 30, 2022 to Nov 6, 2023factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jan 30, 2001 to Aug 12, 2002factForm ADV

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
Michael Paul Warren left New York Life Investment Management Llc for Proshare Advisors Llc (registered 2024-01-10)
Form ADVobserved 5 days ago
Occurred
Sep 12, 2022
Advisor changed firm
Michael Paul Warren left Proshare Advisors Llc for New York Life Investment Management Llc (registered 2022-09-30)
Form ADVobserved 5 days ago