DFX Intelligence

P••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P••••••• A••••••• L••

CRD 134155

BETHESDA, MD

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Search this name across graphsid dfx:ria:42193b20-5161-b1d1-28d6-558ad37a51bc

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0
Regulatory AUM: $85B••• Locked
Discretionary RAUM: $85B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $8.5Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• P••••••• H••••	n/a	BETHESDA, MD \| San Ramon, CA	2	34	5	yes
M•••••• P••• W•••••	n/a	BETHESDA, MD	2	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• A•••••• N•••••••	MANAGING DIRECTOR, OPERATIONS & TECHNOLOGY	Na	yes	06/2019	Mar 30, 2020	May 20, 2024
F•••• V•••••• M••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2005	Mar 30, 2012	May 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• A••••••• L••	n/a	Asset manager	$5.2B	N	yes	n/a
P••••••• D••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Relationships

Registered with (28)

← S•••• A••••••Advisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← N••••••• D•••••Advisorregistration: current employment
Jan 15, 2026 to presentfactForm ADV
← L••• J•••Advisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← E••••• L••••• S•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 10, 2026
Advisor changed firm
Jacob William Lieberman left P••••••• A••••••• L•• for Guggenheim Investments (registered 2026-08-17)
Form ADVobserved 7 days ago
Occurred
May 4, 2026
Advisor changed firm
Matthew M Zorumski left P••••••• A••••••• L•• for John Hancock Investment Management Llc (registered 2026-05-28)
Form ADVobserved 7 days ago
Occurred
Oct 7, 2025
Advisor changed firm
Sidney Davenport Lord left P••••••• A••••••• L•• for Hartford Funds (registered 2025-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42193b20-5161-b1d1-28d6-558ad37a51bc
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.