This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROYAL FUND MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Aug 24, 2021

First registration

Aug 24, 2021

Dual registered

no

Other names

Charles Roland Triana|Charles Roland Triana

IAPD individual key

7314386

• Occurred

  Sep 18, 2024
  Advisor changed firm

  Charles Triana left Ameriprise Financial Services, Llc for Royal Fund Management, Llc (registered 2024-10-11)

  Form ADVobserved 5 days ago
• Occurred

  Aug 24, 2022
  Advisor changed firm

  Charles Triana left Bankers Life Advisory Services, Inc. for Ameriprise Financial Services, Llc (registered 2024-08-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0a68ec93-8c5d-d89c-64da-fea6bbee3f3e

First observed

Aug 24, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.