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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY | BROOKLYN, NY | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 5, 2026 | n/a | yes | NEW YORK, NY|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 25, 2017 | n/a | yes | BROOKLYN, NY|NEW YORK, NY | Current employment |
| SHUFRO, ROSE & CO., LLC | Independent wealth | Aug 14, 2008 | Jan 23, 2017 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 11, 2006 | Apr 11, 2006 | no | BROOKLYN, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Jun 21, 2005 | no | NEW YORK, NY | Previous registration |
| QUICK & REILLY, INC. | n/a | Sep 6, 2002 | Oct 20, 2004 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SHUFRO, ROSE & CO., LLC | WELLS FARGO ADVISORS | Jan 23, 2017 | May 25, 2017 | 122 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | SHUFRO, ROSE & CO., LLC | Apr 11, 2006 | Aug 14, 2008 | 856 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Jun 21, 2005 | Apr 11, 2006 | 294 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |