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Advisor at MARINER
WEST CHESTER, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 27, 2021 | n/a | yes | WEST CHESTER, OH | Current employment |
| PINNACLE WEALTH MANAGEMENT, INC. | Former SEC adviser | Apr 24, 2002 | Dec 23, 2021 | no | WEST CHESTER, OH|WEST CHESTER, OH|WEST CHESTER, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PINNACLE WEALTH MANAGEMENT, INC. | Mariner | Dec 23, 2021 | Sep 27, 2021 | -87 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 121065:140195:OH:2021-12-23 | Dec 23, 2021 | Sep 27, 2021 | WEST CHESTER, OH | Firm change after gap |