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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Dawn Renee Hoover

Advisor at LPL FINANCIAL LLC

FORT MILL, SC | McMinnville, TN | MCMINNVILLE, TN

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Search this name across graphsid dfx:ria:0a71ef7a-44a4-668a-41bc-72784ed7bad0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 17, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 22, 1993
First registration: Mar 17, 2017
Dual registered: yes, broker-dealer
Other names: Dawn R Hoover|DANNY HOOVER|Dawn Renee Hoover|Dawn Hoover
IAPD individual key: 2413650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 23, 2024	n/a	yes	MCMINNVILLE, TN\|FORT MILL, SC\|McMinnville, TN	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	May 9, 2022	Dec 10, 2022	no	McMinnville, TN	Previous registration
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Mar 11, 2019	Feb 8, 2022	no	ANN ARBOR, MI\|McMinnville, TN	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 17, 2017	Jun 25, 2018	no	DENVER, CO\|Appleton, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Dec 10, 2022	May 23, 2024	530	Firm change after gap	Ibd to ibd
CONCORDE ASSET MANAGEMENT, LLC	AMERITAS ADVISORY SERVICES, LLC	Feb 8, 2022	May 9, 2022	90	Firm change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CONCORDE ASSET MANAGEMENT, LLC	Jun 25, 2018	Mar 11, 2019	259	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 9, 2022 to Dec 10, 2022factForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 11, 2019 to Feb 8, 2022factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 17, 2017 to Jun 25, 2018factForm ADV

Dated events

Occurred
Dec 10, 2022
Advisor changed firm
Dawn Renee Hoover left Ameritas Advisory Services, Llc for Lpl Financial Llc (registered 2024-05-23)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2022
Advisor changed firm
Dawn Renee Hoover left Concorde Asset Management, Llc for Ameritas Advisory Services, Llc (registered 2022-05-09)
Form ADVobserved 6 days ago