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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

PRATEEK NMN MEHROTRA

Advisor at ENDOWMENT WEALTH MANAGEMENT, INC.

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a7810d7-2d2a-cc46-4038-b3f0935141b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Prateek Nmn Mehrotra

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Prateek Nmn Mehrotra

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ENDOWMENT WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65
First exam: Jan 27, 2003
First registration: Jan 28, 2003
Dual registered: no
Other names: PRATEEK MEHROTRA
IAPD individual key: 4618007

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETF MODEL SOLUTIONS, LLC	Independent wealth	Nov 19, 2013	n/a	yes	APPLETON, WI	Current employment
ENDOWMENT WEALTH MANAGEMENT, INC.	Independent wealth	Mar 13, 2013	n/a	yes	APPLETON, WI	Current employment
ISECTORS, LLC	No RAUM reported	May 2, 2012	Feb 6, 2013	no	APPLETON, WI	Previous registration
SUMNICHT & ASSOCIATES, LLC	Independent wealth	Jan 28, 2003	Feb 6, 2013	no	APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMNICHT & ASSOCIATES, LLC	ISECTORS, LLC	Feb 6, 2013	May 2, 2012	-280	Firm change after gap	Other
ISECTORS, LLC	ENDOWMENT WEALTH MANAGEMENT, INC.	Feb 6, 2013	Mar 13, 2013	35	Firm change	Other

Relationships

Registered with (4)

→ ETF MODEL SOLUTIONS, LLCRegistered adviserregistration: current employment
Nov 19, 2013 to presentfactForm ADV
→ ENDOWMENT WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Mar 13, 2013 to presentfactForm ADV
→ SUMNICHT & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Jan 28, 2003 to Feb 6, 2013factForm ADV
→ ISECTORS, LLCRegistered adviserregistration: previous registration
May 2, 2012 to Feb 6, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a7810d7-2d2a-cc46-4038-b3f0935141b4
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRATEEK NMN MEHROTRA

Advisor at ENDOWMENT WEALTH MANAGEMENT, INC.

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a7810d7-2d2a-cc46-4038-b3f0935141b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ETF MODEL SOLUTIONS, LLC

Independent wealth

Nov 19, 2013

n/a

yes

APPLETON, WI

Current employment

ENDOWMENT WEALTH MANAGEMENT, INC.

Independent wealth

Mar 13, 2013

n/a

yes

APPLETON, WI

Current employment

ISECTORS, LLC

No RAUM reported

May 2, 2012

Feb 6, 2013

APPLETON, WI

Previous registration

SUMNICHT & ASSOCIATES, LLC

Independent wealth

Jan 28, 2003

Feb 6, 2013

APPLETON, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SUMNICHT & ASSOCIATES, LLC

ISECTORS, LLC

Feb 6, 2013

May 2, 2012

-280

Firm change after gap

Other

ISECTORS, LLC

ENDOWMENT WEALTH MANAGEMENT, INC.

Feb 6, 2013

Mar 13, 2013

Firm change

Other