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CRD 111421
APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| VERNON COFFEY SUMNICHT | Certified Financial Planner | APPLETON, WI | 22 | 41 | n/a | no |
| SCOTT RICHARD JONES | n/a | Lake Forest, CA | APPLETON, WI | 19 | 36 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SUMNICHT MONEY MASTERS FUND, LP | Other Private Fund | $500,000 | May 19, 2014 | 16 | Mar 28, 2012 | dropped | n/a |
| SUMNICHT MONEY MASTERS FUND II, LP | Other Private Fund | $400,000 | May 19, 2014 | 7 | Mar 28, 2012 | dropped | n/a |
| SA ALTERNATIVE OPPORTUNITY FUND, A SERIES LLC | Private Equity Fund | $8,386 | Sep 24, 2021 | 2 | Mar 28, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SUMNICHT HOLDINGS, LLC | HOLDING COMPANY | E | yes | 01/2005 | Mar 28, 2012 | Mar 22, 2024 |
| SUMNICHT, DEBRA | PASSIVE OWNER | C | yes | 01/2005 | Mar 28, 2012 | Mar 22, 2024 |
| SUMNICHT, VERNON, COFFEY | Owner | D | yes | 01/2005 | Mar 28, 2012 | Mar 22, 2024 |
| SUMNICHT, VERNON, COFFEY | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | Na | yes | 11/1988 | Mar 28, 2012 | Mar 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ISECTORS, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $108M | $64.0M | 3 | 3 | 2 | n/a | n/a |
| 2024 | Mar 17, 2025 | $100M | $52.6M | 4 | 4 | 1 | n/a | n/a |
| 2023 | Mar 22, 2024 | $287M | $258M | 4 | 4 | 1 | n/a | n/a |
| 2022 | Mar 6, 2023 | $255M | $220M | 4 | 4 | 1 | n/a | n/a |
| 2021 | Mar 22, 2022 | $342M | $290M | 3 | 3 | 1 | n/a | n/a |
| 2020 | Mar 19, 2021 | $370M | $317M | 4 | 4 | 1 | 1 | $8,386 |
| 2019 | Mar 26, 2020 | $337M | $291M | 4 | 4 | 1 | 1 | $546,699 |
| 2018 | Mar 29, 2019 | $300M | $248M | 5 | 5 | 1 | 1 | $9.9M |
| 2017 | Mar 16, 2018 | $328M | $252M | 5 | 5 | 1 | 1 | $11.4M |
| 2016 | Mar 24, 2017 | $300M | $220M | 6 | 6 | n/a | 1 | $12.2M |
| 2015 | Mar 23, 2016 | $269M | $200M | 6 | 6 | n/a | 1 | $12.5M |
| 2014 | Mar 27, 2015 | $266M | $195M | 6 | 6 | n/a | 1 | $13.5M |
| 2013 | Mar 11, 2014 | $262M | $188M | 5 | 5 | n/a | 3 | $14.8M |
| 2012 | Apr 1, 2013 | $297M | $203M | 5 | 5 | n/a | 3 | $17.5M |
| 2011 | Mar 28, 2012 | $278M | $180M | n/a | n/a | n/a | 3 | $20.2M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $108M | $100M | 7.4% | $255M | -24.9% | 3 | 4 | 2 | 1 |