DFX Intelligence

L•••• W••••• M••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

L•••• W••••• M••••• W•••••••••

Advisor at 4• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:0a783f8e-1b24-733a-2324-cc365f908d70

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Feb 3, 2009 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

L•••• W••••• M••••• W•••••••••

Person · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
8•• F••••• O•••••• L••	No RAUM reported	Feb 6, 2026	n/a	yes	MINNEAPOLIS, MN\|AUSTIN, TX	Current employment
A••••••••• L••	Independent wealth	May 29, 2025	n/a	yes	MINNEAPOLIS, MN\|AUSTIN, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	4• F••••••••	Feb 3, 2023	Apr 12, 2024	434	Firm change after gap	Ibd to RIA

Relationships

Registered with (4)

→ 8•• F••••• O•••••• L••Registered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ 4• F••••••••Registered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Feb 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a783f8e-1b24-733a-2324-cc365f908d70
First observed: Feb 3, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.