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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

49 FINANCIAL

49 WEALTH MANAGEMENT, LLC, CRD 319484

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2615fa65-7adb-592f-d8d7-f468d30aaebd

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 195
Dated events: 40
On other graphs: 0
Observed: Mar 11, 2022 to Sep 3, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=51.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 141
RAUM per advisor: $10.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 167
Advisory employees: 128
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 6,257
Individual clients: 3,553
High net worth clients: 218
Custody, client assets: $358M
SEC number: 801-123687
CRD: 319484
Filings on the tape: 39
First filed: Mar 11, 2022
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 146

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW KYLE SIMS	n/a	Richardson, TX \| AUSTIN, TX	3	21	3	yes
ROY CLAYTON ANDERSON	n/a	AUSTIN, TX	3	17	5	no
DEAN PHILIP DILLENBERG	n/a	AUSTIN, TX	3	13	3	yes
JOSHUA GLEN HENSON	n/a	AUSTIN, TX \| Houston, TX	3	12	3	yes
HUNTER Ray LLOYD	n/a	AUSTIN, TX	3	12	2	yes
MICHAEL KEITH IHLENFELDT	Certified Financial Planner	AUSTIN, TX	3	12	3	yes
Neil Roy Tjon Hing	n/a	AUSTIN, TX	3	11	2	yes
GRANT MATHEW BOREN	n/a	AUSTIN, TX	3	10	3	yes
Benjamin David Long	n/a	AUSTIN, TX \| Richardson, TX	3	14	3	yes
Gregory Morgan Rosner	n/a	AUSTIN, TX	3	13	3	yes
Timothy Micheal Rodgers	n/a	Richardson , TX \| AUSTIN, TX	3	10	3	yes
MITCHELL Alan JOHNSON	n/a	Richardson, TX \| AUSTIN, TX	3	10	3	yes
Nicholas John Bishop	n/a	AUSTIN, TX	3	13	3	yes
TYLER EDWARD STANIFORD	n/a	AUSTIN, TX	3	12	3	no
Connor Hart Bradley	n/a	AUSTIN, TX	3	12	3	no
Kristin Leigh Griffin	n/a	AUSTIN, TX	3	11	1	yes
Lincoln John Rock	n/a	AUSTIN, TX \| Edina, MN	3	16	1	yes
James Joseph Henry	n/a	AUSTIN, TX \| Houson, TX	3	11	1	yes
Jacob Henry Roos	n/a	AUSTIN, TX	3	15	1	yes
TRAVIS Jordan PENFIELD	n/a	AUSTIN, TX	3	13	3	yes
DAVID BRIAN FARRELL	n/a	AUSTIN, TX	3	11	3	yes
ZACHARY JAMES HAWKINS	n/a	AUSTIN, TX	3	11	3	yes
Brandon Scott Lanz	n/a	Richardson, TX \| AUSTIN, TX	3	10	3	yes
Stephen Reed Davis	n/a	AUSTIN, TX	3	11	n/a	no
Patrick Douglas Mundlin	n/a	Grapevine, TX \| AUSTIN, TX	3	10	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
49 HOLDINGS, LLC	SOLE MEMBER	E	yes	10/2022	Sep 3, 2026	Sep 3, 2026
BRADTMILLER, SCOTT, ALLEN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2026	Sep 3, 2026	Sep 3, 2026
WINSKOWSKI, LUCAS, WALTER MILLER	President	Na	yes	04/2024	Sep 3, 2026	Sep 3, 2026
PENFIELD, TRAVIS, Jordan	SOLE MEMBER	E	yes	06/2019	Oct 10, 2022	Dec 10, 2024
WOHLGEMUTH, DANIEL, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 13, 2024	Dec 10, 2024
GRAFF, AUSTIN, MERLE	Cio	Na	no	09/2024	Sep 3, 2026	Sep 3, 2026
LLOYD, HUNTER, Ray	Owner	B	no	10/2022	Sep 3, 2026	Sep 3, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
49 MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	9	yes
Houston	TX	United States	9	yes
Rogers	Ar	United States	7	yes
Atlanta	Ga	United States	6	yes
EL SEGUNDA	CA	United States	5	yes
JACKSONVILLE BEACH	FL	United States	4	yes
Charlotte	Nc	United States	3	yes
OVERLAND PARK	Ks	United States	2	no
Grapevine	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$1.4B	$1.4B	167	128	9	n/a	n/a
2024	Mar 26, 2025	$871M	$871M	167	128	9	n/a	n/a
2023	Mar 29, 2024	$566M	$566M	104	74	7	n/a	n/a
2022	Mar 17, 2023	$231M	$231M	55	54	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	15	-13	10.6%	1	0	0	6	42

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$871M	61.0%	$231M	82.6%	167	167	9	9

Relationships

showing 80 of 195

Registered with (79)

← Zachary Hollis BaughmanAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← Nicholas Irving Arthur WheelerAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Kelli Eileen MastelAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← THEODORE LISAAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← Jaelyn GrimmAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Matthew Cale KinserAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Rebecca Adriana BarnettAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Frank Arromanus Lyles IIIAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Caleb DelzellAdvisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← Larissa Claire BoydAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← EVAN CHRISTIAN MILLERAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← WILLIAM JEFFREY COUCHMANAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Trevor Reid StepanAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Connor James BartleyAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← Whitney Grace DodsonAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
← Jack Robert BunterAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Sydney Warning RamosAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← Parker Andrew CraneAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← Lillian Frances Claire CheesarAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← Joshua KennedyAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Lawson DayAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Christian CancelloAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Logan Nicole TingleyAdvisorregistration: current employment
Jun 6, 2026 to presentfactForm ADV
← Charlou Paige PetersonAdvisorregistration: current employment
Mar 26, 2026 to presentfactForm ADV
← Bryan BrashearAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← John Walker SmithAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← Tyler PaceAdvisorregistration: current employment
Jan 30, 2026 to presentfactForm ADV
← Heath Donald SiebelAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← MICHAEL SCOTT KIPNISSAdvisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← Derrik Andrew NaegelinAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
and 49 more

Affiliated with (1)

← ALONGSIDE, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 2, 2026
Advisor changed firm
Theodore Stanley Grant Iii left 49 Financial for Cambridge Investment Research Advisors, Inc. (registered 2026-06-02)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2026
Advisor changed firm
Austin David Thompson left 49 Financial for Cambridge Investment Research Advisors, Inc. (registered 2026-06-02)
Form ADVobserved 6 days ago
Occurred
May 27, 2026
Advisor changed firm
Patrick Hawkins left 49 Financial for Cornerstone Wealth (registered 2026-07-19)
Form ADVobserved 6 days ago
Occurred
May 8, 2026
Advisor changed firm
Cooper Krudwig left 49 Financial for J.P. Morgan Securities Llc (registered 2026-06-16)
Form ADVobserved 6 days ago
Occurred
Apr 23, 2026
Advisor changed firm
Jake Hunter Fetchen left 49 Financial for Ballast Rock Private Wealth (registered 2026-05-21)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2026
Advisor changed firm
Taylor Mcshane Funke left 49 Financial for Blue Financial (registered 2026-05-06)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2026
Advisor changed firm
Tyler Nicholas Dodson left 49 Financial for Destiny Wealth Partners, Llc (registered 2026-04-17)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2026
Regulatory AUM changed
49 Financial reported RAUM $1.4B, up 61% from $871.4M (2026-02-20 to 2026-03-12)
Form ADVobserved 6 days ago
$532M
Occurred
Mar 12, 2026
Advisor changed firm
Cassady Frey left 49 Financial for Charles Schwab & Co., Inc. (registered 2026-05-08)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Jackson Smith left 49 Financial for Mariner (registered 2026-03-03)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Charles Martin Bourquin left 49 Financial for Mid-American Wealth Advisory Group (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Jan 12, 2026
Advisor changed firm
Josiah Paul Sears left 49 Financial for Mvrk Financial Consultants, Llc (registered 2025-08-08)
Form ADVobserved 6 days ago
Occurred
Dec 16, 2025
Advisor changed firm
Christopher Joseph Johnson left 49 Financial for Hb Wealth (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
Nov 19, 2025
Advisor changed firm
Stephen Charles Rao left 49 Financial for Providence Capital (registered 2025-12-03)
Form ADVobserved 6 days ago
Occurred
Nov 4, 2025
Advisor changed firm
Lukas Jay Morris left 49 Financial for Two West Capital Advisors Llc (registered 2025-11-06)
Form ADVobserved 6 days ago
Occurred
Oct 14, 2025
Advisor changed firm
Derek Pfister left 49 Financial for State Farm Investment Management Corp. (registered 2026-07-23)
Form ADVobserved 6 days ago
Occurred
Aug 14, 2025
Advisor changed firm
Cameron James Mcilhenny left 49 Financial for Granite Harbor Advisors, Inc. (registered 2026-03-04)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Gunnar Owen Covinsky left 49 Financial for Valic Financial Advisors, Inc. (registered 2025-12-05)
Form ADVobserved 6 days ago
Occurred
Jul 8, 2025
Advisor changed firm
Owen Robert Freese left 49 Financial for Alliancebernstein L.P. (registered 2026-06-03)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2025
Advisor changed firm
Griffin Wallace Rea left 49 Financial for Focus Partners Wealth, Llc (registered 2025-06-18)
Form ADVobserved 6 days ago
Occurred
Jun 5, 2025
Advisor changed firm
Thomas Alexander Campbell left 49 Financial for &Partners (registered 2025-06-02)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
49 Financial reported RAUM $871.4M, up 54% from $566.2M (2025-01-03 to 2025-03-26)
Form ADVobserved 6 days ago
$305M
Occurred
Mar 4, 2025
Advisor changed firm
Denver C Horn left 49 Financial for Charles Schwab & Co., Inc. (registered 2025-12-24)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2025
Advisor changed firm
Kaden Millard left 49 Financial for Ameriprise Financial Services, Llc (registered 2025-04-22)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2025
Advisor changed firm
Jacob Anthony Villarreal left 49 Financial for Providence Capital (registered 2025-04-16)
Form ADVobserved 6 days ago
Occurred
Feb 10, 2025
Advisor changed firm
Kristian Delan Mtetwa left 49 Financial for Atlas (registered 2025-07-11)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2025
Advisor changed firm
William Cooper Crawford left 49 Financial for Stephens (registered 2025-08-27)
Form ADVobserved 6 days ago
Occurred
Dec 2, 2024
Advisor changed firm
Derrick James Catherman left 49 Financial for Advice And Planning Services (registered 2025-08-14)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2024
Advisor changed firm
Hunter Rockwell Favorite left 49 Financial for Oneamerica Securities, Inc. (registered 2025-01-27)
Form ADVobserved 6 days ago
Occurred
Aug 5, 2024
Advisor changed firm
Lauren Marie Baccari left 49 Financial for Hb Wealth (registered 2025-10-14)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Michael David Wuest left 49 Financial for Providence Capital (registered 2024-06-24)
Form ADVobserved 6 days ago
Occurred
Jun 18, 2024
Control person left
Kyle Matthew Sims (Managing Member) no longer on Schedule A of 49 Financial (listed 2024-05-30, absent 2024-06-18)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2024
Advisor changed firm
Jonas Adam Mioen Dahlstrom left 49 Financial for Oxbow Advisors, Llc (registered 2024-06-26)
Form ADVobserved 6 days ago
Occurred
May 14, 2024
Advisor changed firm
Daniel Allen Grover left 49 Financial for Captrust (registered 2024-07-22)
Form ADVobserved 6 days ago

Show 6 bookkeeping events

Occurred
Sep 16, 2026
Reilly Jack Treadwell registered as an investment adviser representative at 49 Financial
Occurred
Sep 16, 2026
Caleb Killpatrick registered as an investment adviser representative at 49 Financial
Occurred
Sep 15, 2026
Blake Miller registered as an investment adviser representative at 49 Financial
Occurred
Sep 14, 2026
Scott Forbes Ruth registered as an investment adviser representative at 49 Financial
Occurred
Sep 14, 2026
Jacob David Weingarten registered as an investment adviser representative at 49 Financial
Occurred
Mar 26, 2025
49 Financial reported 128 state-registered advisory representatives, up from 74 (2025-01-03 to 2025-03-26)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2615fa65-7adb-592f-d8d7-f468d30aaebd
First observed: Mar 11, 2022
Last observed: Sep 3, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

49 FINANCIAL

49 WEALTH MANAGEMENT, LLC, CRD 319484

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2615fa65-7adb-592f-d8d7-f468d30aaebd

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW KYLE SIMS

n/a

Richardson, TX | AUSTIN, TX

yes

ROY CLAYTON ANDERSON

n/a

AUSTIN, TX

DEAN PHILIP DILLENBERG

n/a

AUSTIN, TX

yes

JOSHUA GLEN HENSON

n/a

AUSTIN, TX | Houston, TX

yes

HUNTER Ray LLOYD

n/a

AUSTIN, TX

yes

MICHAEL KEITH IHLENFELDT

Certified Financial Planner

AUSTIN, TX

yes

Neil Roy Tjon Hing

n/a

AUSTIN, TX

yes

GRANT MATHEW BOREN

n/a

AUSTIN, TX

yes

Benjamin David Long

n/a

AUSTIN, TX | Richardson, TX

yes

Gregory Morgan Rosner

n/a

AUSTIN, TX

yes

Timothy Micheal Rodgers

n/a

Richardson , TX | AUSTIN, TX

yes

MITCHELL Alan JOHNSON

n/a

Richardson, TX | AUSTIN, TX

yes

Nicholas John Bishop

n/a

AUSTIN, TX

yes

TYLER EDWARD STANIFORD

n/a

AUSTIN, TX

Connor Hart Bradley

n/a

AUSTIN, TX

Kristin Leigh Griffin

n/a

AUSTIN, TX

yes

Lincoln John Rock

n/a

AUSTIN, TX | Edina, MN

yes

James Joseph Henry

n/a

AUSTIN, TX | Houson, TX

yes

Jacob Henry Roos

n/a

AUSTIN, TX

yes

TRAVIS Jordan PENFIELD

n/a

AUSTIN, TX

yes

DAVID BRIAN FARRELL

n/a

AUSTIN, TX

yes

ZACHARY JAMES HAWKINS

n/a

AUSTIN, TX

yes

Brandon Scott Lanz

n/a

Richardson, TX | AUSTIN, TX

yes

Stephen Reed Davis

n/a

AUSTIN, TX

n/a

Patrick Douglas Mundlin

n/a

Grapevine, TX | AUSTIN, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

49 HOLDINGS, LLC

SOLE MEMBER

yes

10/2022

Sep 3, 2026

BRADTMILLER, SCOTT, ALLEN

CHIEF COMPLIANCE OFFICER

yes

06/2026

Sep 3, 2026

WINSKOWSKI, LUCAS, WALTER MILLER

President

yes

04/2024

Sep 3, 2026

PENFIELD, TRAVIS, Jordan

SOLE MEMBER

yes

06/2019

Oct 10, 2022

Dec 10, 2024

WOHLGEMUTH, DANIEL, CHRISTOPHER

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 13, 2024

Dec 10, 2024

GRAFF, AUSTIN, MERLE

Cio

09/2024

Sep 3, 2026

LLOYD, HUNTER, Ray

Owner

10/2022

Sep 3, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

49 MANAGEMENT COMPANY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dallas

United States

yes

Houston

United States

yes

Rogers

United States

yes

Atlanta

United States

yes

EL SEGUNDA

United States

yes

JACKSONVILLE BEACH

United States

yes

Charlotte

United States

yes

OVERLAND PARK

United States

Grapevine

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$1.4B

167

128

n/a

2024

Mar 26, 2025

$871M

167

128

n/a

2023

Mar 29, 2024

$566M

104

n/a

2022

Mar 17, 2023

$231M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-13

10.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$871M

61.0%

$231M

82.6%

167