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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)31 years in industry

DAVID ALLEN BROUNLEY

Advisor at VALLEY WEALTH STRATEGIES, LLC

LODI, CA | ARLINGTON, TX

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Search this name across graphsid dfx:ria:0a79f53e-d9eb-b824-1c44-187626c4b816

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALLEY WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jul 10, 1995
First registration: Jul 5, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1190936

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALLEY WEALTH STRATEGIES, LLC	Independent wealth	Jul 29, 2024	n/a	yes	ARLINGTON, TX\|LODI, CA	Current employment
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	Jun 23, 2020	Aug 16, 2024	no	San Clemente, CA\|ALPHARETTA, GA\|Frisco, TX\|Wilton, CT	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 11, 2016	Jun 22, 2020	no	PLYMOUTH, MN\|San Clemente, CA	Previous registration
GITTERMAN WEALTH MANAGEMENT, LLC	Former SEC adviser	May 14, 2010	Mar 16, 2012	no	EDISON, NJ	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jul 5, 2000	Sep 10, 2009	no	WINDSOR, CT\|FAIRFAX, VA\|GLASTONBURY, CT\|WINDSOR, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERIT FINANCIAL ADVISORS	VALLEY WEALTH STRATEGIES, LLC	Aug 16, 2024	Jul 29, 2024	-18	Firm change	RIA to RIA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	MERIT FINANCIAL ADVISORS	Jun 22, 2020	Jun 23, 2020	1	Firm change	Ibd to RIA
GITTERMAN WEALTH MANAGEMENT, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Mar 16, 2012	Jan 11, 2016	1,396	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	GITTERMAN WEALTH MANAGEMENT, LLC	Sep 10, 2009	May 14, 2010	246	Firm change	Other

Relationships

Registered with (5)

→ VALLEY WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ MERIT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 23, 2020 to Aug 16, 2024factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 11, 2016 to Jun 22, 2020factForm ADV
→ GITTERMAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 14, 2010 to Mar 16, 2012factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 5, 2000 to Sep 10, 2009factForm ADV

Dated events

Occurred
Aug 16, 2024
Advisor changed firm
David Allen Brounley left Merit Financial Advisors for Valley Wealth Strategies, Llc (registered 2024-07-29)
Form ADVobserved 6 days ago