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RIA / WealthAdvisor13 years in industry

ADRIANA RAMOS COURTS

Advisor at RETIREMENT AND WEALTH AT ALLIANT, LLC

WAYNE, PA | Corinth, TX | Portland, OR

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Search this name across graphsid dfx:ria:0a850f04-5df6-be6e-a5cb-eb7882a2eb9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 5, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT AND WEALTH AT ALLIANT, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 31, 2012
First registration: Dec 5, 2013
Dual registered: no
Other names: ADRIANA CONCEPCION RAMOS|ADRIANA RAMOS COURTS|ADRIANA Ramos COURTS
IAPD individual key: 5620856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT AND WEALTH AT ALLIANT, LLC	Institutional manager	Dec 3, 2025	n/a	yes	WAYNE, PA\|Portland, OR\|Corinth, TX	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	May 6, 2024	Oct 10, 2025	no	West Linn, OR\|Seattle, WA\|Corinth, TX	Previous registration
PREISZ FINANCIAL	Mixed wealth	Feb 28, 2022	Jun 12, 2024	no	PORTLAND, OR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 25, 2015	Jun 9, 2017	no	SAN DIEGO, CA\|ELK GROVE, CA\|SACRAMENTO, CA\|ELK GROVE, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|ELK GROVE, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 5, 2013	Oct 23, 2015	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	RETIREMENT AND WEALTH AT ALLIANT, LLC	Oct 10, 2025	Dec 3, 2025	54	Firm change	Other
PREISZ FINANCIAL	M HOLDINGS SECURITIES, INC.	Jun 12, 2024	May 6, 2024	-37	Firm change after gap	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PREISZ FINANCIAL	Jun 9, 2017	Feb 28, 2022	1,725	Firm change after gap	Wirehouse to RIA
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2015	Nov 25, 2015	33	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ RETIREMENT AND WEALTH AT ALLIANT, LLCRegistered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
May 6, 2024 to Oct 10, 2025factForm ADV
→ PREISZ FINANCIALRegistered adviserregistration: previous registration
Feb 28, 2022 to Jun 12, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 25, 2015 to Jun 9, 2017factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 5, 2013 to Oct 23, 2015factForm ADV

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
Adriana Ramos Courts left M Holdings Securities, Inc. for Retirement And Wealth At Alliant, Llc (registered 2025-12-03)
Form ADVobserved 4 days ago
Occurred
Jun 12, 2024
Advisor changed firm
Adriana Ramos Courts left Preisz Financial for M Holdings Securities, Inc. (registered 2024-05-06)
Form ADVobserved 4 days ago