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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NEWMAN LADD CAPITAL ADVISORS, LLC.

CRD 129860

CAMILLUS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a890728-218d-04cd-41b4-c4ae70573ae5

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2014 to Mar 2, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $108MItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $108M
Private client RAUM: $108MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $54.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 362
Individual clients: 185
High net worth clients: 21
SEC number: 801-79297
CRD: 129860
Filings on the tape: 23
First filed: Feb 26, 2014
Latest filed: Mar 2, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW T MOEN	n/a	CAMILLUS, NY	21	28	n/a	yes
Jack Austin Irwin	n/a	CAMILLUS, NY	2	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCARTHY, JAMES, FRANCIS	VICE PRESIDENT & SECRETARY	D	yes	12/2014	Feb 26, 2014	Apr 3, 2024
MOEN, ANDREW, T	CHIEF COMPLIANCE OFFICER	D	yes	12/2014	Feb 26, 2014	Apr 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANDRES T. MOEN	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$108M	$108M	2	2	1	n/a	n/a
2024	Jan 27, 2025	$93.1M	$92.8M	2	2	1	n/a	n/a
2023	Feb 13, 2024	$85.9M	$85.6M	2	2	1	n/a	n/a
2022	Jan 19, 2023	$71.2M	$70.9M	2	2	1	n/a	n/a
2021	Mar 23, 2022	$95.6M	$95.6M	3	3	1	n/a	n/a
2020	Mar 29, 2021	$94.2M	$94.2M	0	0	0	n/a	n/a
2019	Mar 16, 2020	$94.2M	$94.2M	0	0	0	n/a	n/a
2018	Mar 29, 2019	$77.2M	$77.2M	0	0	0	n/a	n/a
2017	Feb 21, 2018	$84.0M	$84.0M	0	0	0	n/a	n/a
2016	Feb 22, 2017	$74.0M	$74.0M	0	0	n/a	n/a	n/a
2015	Mar 11, 2016	$60.7M	$0	0	0	n/a	n/a	n/a
2014	Mar 18, 2015	$59.7M	$0	0	0	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$108M	$93.1M	16.1%	$71.2M	14.9%	2	2	1	1

Relationships

Affiliated with (1)

← LEIGH BALDWIN & CO., LLCRegistered adviserother investment adviser
factForm ADV

Registered with (3)

← Jack Austin IrwinAdvisorregistration: current employment
Feb 13, 2024 to presentfactForm ADV
← ANDREW T MOENAdvisorregistration: current employment
Jan 12, 2005 to presentfactForm ADV
← DANIEL ALFRED PARKINAdvisorregistration: previous registration
Aug 12, 2021 to Jul 11, 2022factForm ADV

Controls (2)

← MOEN, ANDREW, TOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 26, 2014 to Apr 3, 2024factForm ADV
← MCCARTHY, JAMES, FRANCISOwnerVICE PRESIDENT & SECRETARY, ownership code D, individual
Feb 26, 2014 to Apr 3, 2024factForm ADV

Dated events

Occurred
Jul 11, 2022
Advisor changed firm
Daniel Alfred Parkin left Newman Ladd Capital Advisors, Llc. for Leigh Baldwin & Co., Llc (registered 2022-07-13)
Form ADVobserved 4 days ago
Occurred
Feb 26, 2014
First Form ADV filing
Newman Ladd Capital Advisors, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a890728-218d-04cd-41b4-c4ae70573ae5
First observed: Feb 26, 2014
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEWMAN LADD CAPITAL ADVISORS, LLC.

CRD 129860

CAMILLUS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a890728-218d-04cd-41b4-c4ae70573ae5

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW T MOEN

n/a

CAMILLUS, NY

n/a

yes

Jack Austin Irwin

n/a

CAMILLUS, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCARTHY, JAMES, FRANCIS

VICE PRESIDENT & SECRETARY

yes

12/2014

Feb 26, 2014

Apr 3, 2024

MOEN, ANDREW, T

CHIEF COMPLIANCE OFFICER

yes

12/2014

Feb 26, 2014

Apr 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANDRES T. MOEN

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$108M

n/a

2024

Jan 27, 2025

$93.1M

$92.8M

n/a

2023

Feb 13, 2024

$85.9M

$85.6M

n/a

2022

Jan 19, 2023

$71.2M

$70.9M

n/a

2021

Mar 23, 2022

$95.6M

n/a

2020

Mar 29, 2021

$94.2M

n/a

2019

Mar 16, 2020

$94.2M

n/a

2018

Mar 29, 2019

$77.2M

n/a

2017

Feb 21, 2018

$84.0M

n/a

2016

Feb 22, 2017

$74.0M

n/a

2015

Mar 11, 2016

$60.7M

n/a

2014

Mar 18, 2015

$59.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$108M

$93.1M

16.1%

$71.2M

14.9%