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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEIGH BALDWIN & CO., LLC

CRD 38751

CAZENOVIA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d8f7b9c-06e0-2321-4068-9f723f6fac7a

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 10
On other graphs: 0
Observed: Mar 30, 2012 to May 19, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=true related_bank=false bd_reps=16.0
Regulatory AUM: $291MItem 5.F on the latest filing (2026-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $291M
Private client RAUM: $263MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $17.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 16
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 986
Individual clients: 608
High net worth clients: 68
SEC number: 801-69290
CRD: 38751
Filings on the tape: 29
First filed: Mar 30, 2012
Latest filed: May 19, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICHOLAS JOHN COLAROSSI	n/a	CLARKS SUMMIT, PA	8	33	n/a	yes
MICHAEL ALVIN WOLTMAN	n/a	CAZENOVIA, NY	5	36	n/a	yes
PETER GERARD CARCHEDI	n/a	CAZENOVIA, NY \| Millville, DE	5	29	n/a	yes
ALAN CHRISTOPHER BALDWIN	n/a	Manlius, NY \| CAZENOVIA, NY	5	10	2	yes
Mary Stuart Swan	n/a	Manlius, NY	5	10	3	yes
WILLIAM ALTON DOLLY	n/a	CAZENOVIA, NY	5	31	n/a	yes
AMY WARD JONES	n/a	CAZENOVIA, NY \| Moravia, NY	5	28	n/a	yes
LINDA JOAN MCANELLY	n/a	Liverpool, NY	5	38	n/a	yes
LEIGH DOUGLAS BALDWIN	n/a	BUDA, TX \| CAZENOVIA, NY	5	37	n/a	yes
JILL ANN BASSETT	n/a	Liverpool, NY	5	11	n/a	yes
CHARLES FRANCIS SOVIK	n/a	CAZENOVIA, NY	5	36	n/a	yes
DANIEL ALFRED PARKIN	n/a	CAZENOVIA, NY \| Blossvale, NY	4	40	1	yes
Danielle Ashley Lawrence	n/a	UTICA, NY	2	10	n/a	yes
Erich Fradenburg	n/a	CAZENOVIA, NY	1	14	4	yes
MICHAEL ANTHONY DOUGLASS	n/a	Wolcott, NY	0	25	1	yes
Robert Daniel Perkins	n/a	Rochester, NY \| Rochester , NY \| ROCHESTER, NY	0	15	2	yes
Alicia Testani	n/a	CAZENOVIA, NY	0	14	n/a	yes
MATTHEW DOUGLAS CHAFFEE	n/a	NORWICH, NY	0	35	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALDWIN, LEIGH DOUGLAS	Owner	E	yes	01/2003	Mar 30, 2012	Mar 29, 2024
BALDWIN, LEIGH DOUGLAS	PRESIDENT / OWNER / MANAGING MEMBER/ CFO	E	yes	02/1995	Mar 30, 2012	Mar 29, 2024
DOROZYNSKI, STEFANIE LEE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Jun 25, 2020	Mar 29, 2024
LEIGH BALDWIN & CO., INC.	Owner	B	yes	01/2003	Mar 30, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHEAST FINANCIAL GROUP, INC.	n/a	Mixed wealth	$1.4B	N	no	n/a
HIGH FALLS ADVISORS, INC.	n/a	Independent wealth	$695M	N	no	n/a
PFS PARTNERS, LLC	n/a	Independent wealth	$436M	N	no	n/a
TRITON WEALTH MANAGEMENT, PLLC	n/a	Independent wealth	$405M	N	no	n/a
TOOMEY INVESTMENT MANAGEMENT, INC	n/a	Independent wealth	$321M	N	no	n/a
COMMONS CAPITAL, LLC	n/a	Independent wealth	$307M	N	no	n/a
EMERGENT WEALTH ADVISORS, LLC	n/a	Independent wealth	$249M	N	no	n/a
TLC GROUP INVESTMENT ADVISORS, LLC	n/a	Independent wealth	$168M	N	no	n/a
HERSHEY FINANCIAL ADVISERS, LLC	n/a	Independent wealth	$152M	N	no	n/a
DICCIANNI FINANCIAL GROUP, INC.	n/a	Independent wealth	$129M	N	no	n/a
NEWMAN LADD CAPITAL ADVISORS, LLC.	n/a	Independent wealth	$108M	N	no	n/a
EXPERT FINANCIAL SERVICES, LLC	n/a	State registered	$106M	N	no	n/a
VALUE FINANCIAL ADVISERS, INC.	n/a	Independent wealth	$105M	N	no	n/a
OAK CREST ADVISORY, LLC	n/a	Independent wealth	$90.2M	N	no	n/a
STONE SECURITIES INC.	n/a	State registered	$72.5M	N	no	n/a
SHOPE FINANCIAL PLANNING, INC.	n/a	Independent wealth	$65.6M	N	no	n/a
BROOKS, WAYNE I	n/a	Independent wealth	$57.5M	N	no	n/a
FSP ADVISORS, INC.	n/a	State registered	$43.6M	N	no	n/a
TRANSITION ADVISORY GROUP LLC	n/a	State registered	$35.7M	N	no	n/a
BUWICK GROUP WEALTH MANAGEMENT, LLC	n/a	State registered	$24.7M	N	no	n/a
FLANAGAN, ERINN DUFFY	n/a	State registered	$24.1M	N	no	n/a
WEALTH STRATEGIES & SOLUTIONS, LLC	n/a	State registered	$16.6M	N	no	n/a
BARBARA ANN ARNDT	n/a	State registered	$2.3M	N	no	n/a
HUDSON CAPITAL MANAGEMENT INC.	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Liverpool	NY	United States	2	yes
Stanhope	Nj	United States	1	yes
Blossvale	NY	United States	1	yes
Cazenovia	NY	United States	1	yes
Fayetteville	NY	United States	1	yes
Manlius	NY	United States	1	yes
Moravia	NY	United States	1	yes
Syracuse	NY	United States	1	yes
Syracuse	NY	United States	1	yes
Utica	NY	United States	1	yes
CLARKS SUMMIT	Pa	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$291M	$291M	16	16	8	n/a	n/a
2024	Mar 31, 2025	$286M	$286M	18	18	9	n/a	n/a
2023	Mar 29, 2024	$232M	$232M	18	18	11	n/a	n/a
2022	Mar 30, 2023	$180M	$180M	21	20	14	n/a	n/a
2021	Mar 31, 2022	$182M	$182M	20	19	13	n/a	n/a
2020	Mar 23, 2021	$133M	$133M	10	9	7	n/a	n/a
2019	Mar 30, 2020	$98.3M	$98.3M	9	8	6	n/a	n/a
2018	Apr 3, 2019	$65.6M	$65.6M	7	6	5	n/a	n/a
2017	Mar 30, 2018	$30.3M	$30.3M	6	5	5	n/a	n/a
2016	Mar 31, 2017	$20.4M	$20.4M	6	4	n/a	n/a	n/a
2015	Mar 31, 2016	$11.6M	$11.6M	3	1	n/a	n/a	n/a
2014	Mar 31, 2015	$10.8M	$10.8M	3	1	n/a	n/a	n/a
2013	Mar 31, 2014	$10.6M	$10.6M	3	1	n/a	n/a	n/a
2012	Mar 28, 2013	$10.8M	$10.8M	3	1	n/a	n/a	n/a
2011	Mar 30, 2012	$5.7M	$5.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	11.8%	0	0	0	4	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$291M	$286M	1.8%	$180M	17.3%	16	18	8	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FSP ADVISORS, INC.	2	Mar 30, 2026	Mar 27, 2026	WOLCOTT, NY	Team lift out	Other	40.0%

Relationships

Registered with (22)

← Alicia TestaniAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← MICHAEL ANTHONY DOUGLASSAdvisorregistration: current employment
Mar 27, 2026 to presentfactForm ADV
← Robert Daniel PerkinsAdvisorregistration: current employment
Mar 27, 2026 to presentfactForm ADV
← Erich FradenburgAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Danielle Ashley LawrenceAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← DANIEL ALFRED PARKINAdvisorregistration: current employment
Jul 13, 2022 to presentfactForm ADV
← CHARLES FRANCIS SOVIKAdvisorregistration: current employment
Sep 14, 2021 to presentfactForm ADV
← JILL ANN BASSETTAdvisorregistration: current employment
Apr 6, 2021 to presentfactForm ADV
← LINDA JOAN MCANELLYAdvisorregistration: current employment
Apr 3, 2021 to presentfactForm ADV
← LEIGH DOUGLAS BALDWINAdvisorregistration: current employment
Apr 3, 2021 to presentfactForm ADV
← WILLIAM ALTON DOLLYAdvisorregistration: current employment
Feb 23, 2021 to presentfactForm ADV
← AMY WARD JONESAdvisorregistration: current employment
Feb 23, 2021 to presentfactForm ADV
← Mary Stuart SwanAdvisorregistration: current employment
Jan 15, 2021 to presentfactForm ADV
← ALAN CHRISTOPHER BALDWINAdvisorregistration: current employment
Jan 8, 2021 to presentfactForm ADV
← PETER GERARD CARCHEDIAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← MICHAEL ALVIN WOLTMANAdvisorregistration: current employment
Jan 5, 2021 to presentfactForm ADV
← NICHOLAS JOHN COLAROSSIAdvisorregistration: current employment
Mar 16, 2018 to presentfactForm ADV
← DANIEL PATRICK DUFFYAdvisorregistration: previous registration
Nov 30, 2020 to May 5, 2026factForm ADV
← MELISSA NORWICKEAdvisorregistration: previous registration
Mar 26, 2019 to Oct 16, 2025factForm ADV
← MELINDA B GAERTNERAdvisorregistration: previous registration
Jan 17, 2025 to Jun 2, 2025factForm ADV
← JERRY BRUNOAdvisorregistration: previous registration
Sep 17, 2021 to Aug 21, 2023factForm ADV
← SAM ANGELO CURMACIAdvisorregistration: previous registration
Feb 21, 2017 to Jan 10, 2023factForm ADV

Affiliated with (23)

→ VALUE FINANCIAL ADVISERS, INC.Registered adviserother investment adviser
factForm ADV
→ HIGH FALLS ADVISORS, INC.Registered adviserother investment adviser
factForm ADV
→ EXPERT FINANCIAL SERVICES, LLCRegistered adviserother investment adviser
factForm ADV
→ NORTHEAST FINANCIAL GROUP, INC.Registered adviserother investment adviser
factForm ADV
→ TOOMEY INVESTMENT MANAGEMENT, INCRegistered adviserother investment adviser
factForm ADV
→ NEWMAN LADD CAPITAL ADVISORS, LLC.Registered adviserother investment adviser
factForm ADV
→ TLC GROUP INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
→ ARNDT FINANCIAL SERVICES LLCRegistered adviserother investment adviser
factForm ADV
→ SHOPE ADVISORS GROUPRegistered adviserother investment adviser
factForm ADV
→ PRECISION FINANCIAL SERVICESRegistered adviserother investment adviser
factForm ADV
→ DICCIANNI FINANCIAL GROUP, INC.Registered adviserother investment adviser
factForm ADV
→ HERSHEY FINANCIAL ADVISERS, LLCRegistered adviserother investment adviser
factForm ADV
→ FSP ADVISORS, INC.Registered adviserother investment adviser
factForm ADV
→ STONE SECURITIES INC.Registered adviserother investment adviser
factForm ADV
→ COMMONS CAPITAL, LLCRegistered adviserother investment adviser
factForm ADV
→ FLANAGAN FINANCIAL MANAGEMENTRegistered adviserother investment adviser
factForm ADV
→ ONE HOPPER ASSET MANAGEMENTRegistered adviserother investment adviser
factForm ADV
→ EMERGENT WEALTH ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
→ TRITON WEALTH MANAGEMENT, PLLCRegistered adviserother investment adviser
factForm ADV
→ WEALTH STRATEGIES & SOLUTIONS, LTD.Registered adviserother investment adviser
factForm ADV
→ TAG WEALTH ADVISORSRegistered adviserother investment adviser
factForm ADV
→ BUWICK GROUP WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ OAK CREST ADVISORY, LLCRegistered adviserother investment adviser
factForm ADV

Moved with (1)

← FSP ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Mar 30, 2026 to Mar 27, 2026factForm ADV

Controls (3)

← BALDWIN, LEIGH DOUGLASOwnerOWNER, ownership code E, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← DOROZYNSKI, STEFANIE LEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 25, 2020 to Mar 29, 2024factForm ADV
← LEIGH BALDWIN & CO., INC.OwnerOWNER, ownership code B, domestic entity
Mar 30, 2012 to Mar 29, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 5, 2026
Advisor changed firm
Daniel Patrick Duffy left Leigh Baldwin & Co., Llc for Lpl Enterprise, Llc (registered 2026-04-23)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Team lift-out
2 advisors left Fsp Advisors, Inc. (Rochester, NY) for Leigh Baldwin & CO., LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 16, 2025
Advisor changed firm
Melissa Norwicke left Leigh Baldwin & Co., Llc for Lpl Financial Llc (registered 2025-10-06)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2025
Advisor changed firm
Melinda B Gaertner left Leigh Baldwin & Co., Llc for Commonwealth Financial Network (registered 2025-07-24)
Form ADVobserved 6 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Jerry Bruno left Leigh Baldwin & Co., Llc for Gwn Securities Inc. (registered 2023-08-18)
Form ADVobserved 6 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Sam Angelo Curmaci left Leigh Baldwin & Co., Llc for Sac Investment Management Llc (registered 2022-12-01)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2021
Control person left
Sharon Risley Halligan (Financial Operations Principal) no longer on Schedule A of Leigh Baldwin & Co., Llc (listed 2020-06-25, absent 2021-03-23)
Form ADVobserved 6 days ago
Occurred
Jun 25, 2020
Control person joined
Stefanie Lee Dorozynski (Chief Compliance Officer) appeared on Schedule A of Leigh Baldwin & Co., Llc
Form ADVobserved 6 days ago

Show 2 bookkeeping events

Occurred
Sep 14, 2026
Matthew Douglas Chaffee registered as an investment adviser representative at Leigh Baldwin & Co., Llc
Occurred
Mar 31, 2022
Leigh Baldwin & Co., Llc reported 13 offices beyond its principal office, up from 7 (2021-09-10 to 2022-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d8f7b9c-06e0-2321-4068-9f723f6fac7a
First observed: Mar 30, 2012
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEIGH BALDWIN & CO., LLC

CRD 38751

CAZENOVIA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d8f7b9c-06e0-2321-4068-9f723f6fac7a

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICHOLAS JOHN COLAROSSI

n/a

CLARKS SUMMIT, PA

n/a

yes

MICHAEL ALVIN WOLTMAN

n/a

CAZENOVIA, NY

n/a

yes

PETER GERARD CARCHEDI

n/a

CAZENOVIA, NY | Millville, DE

n/a

yes

ALAN CHRISTOPHER BALDWIN

n/a

Manlius, NY | CAZENOVIA, NY

yes

Mary Stuart Swan

n/a

Manlius, NY

yes

WILLIAM ALTON DOLLY

n/a

CAZENOVIA, NY

n/a

yes

AMY WARD JONES

n/a

CAZENOVIA, NY | Moravia, NY

n/a

yes

LINDA JOAN MCANELLY

n/a

Liverpool, NY

n/a

yes

LEIGH DOUGLAS BALDWIN

n/a

BUDA, TX | CAZENOVIA, NY

n/a

yes

JILL ANN BASSETT

n/a

Liverpool, NY

n/a

yes

CHARLES FRANCIS SOVIK

n/a

CAZENOVIA, NY

n/a

yes

DANIEL ALFRED PARKIN

n/a

CAZENOVIA, NY | Blossvale, NY

yes

Danielle Ashley Lawrence

n/a

UTICA, NY

n/a

yes

Erich Fradenburg

n/a

CAZENOVIA, NY

yes

MICHAEL ANTHONY DOUGLASS

n/a

Wolcott, NY

yes

Robert Daniel Perkins

n/a

Rochester, NY | Rochester , NY | ROCHESTER, NY

yes

Alicia Testani

n/a

CAZENOVIA, NY

n/a

yes

MATTHEW DOUGLAS CHAFFEE

n/a

NORWICH, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALDWIN, LEIGH DOUGLAS

Owner

yes

01/2003

Mar 30, 2012

Mar 29, 2024

BALDWIN, LEIGH DOUGLAS

PRESIDENT / OWNER / MANAGING MEMBER/ CFO

yes

02/1995

Mar 30, 2012

Mar 29, 2024

DOROZYNSKI, STEFANIE LEE

CHIEF COMPLIANCE OFFICER

yes

03/2020

Jun 25, 2020

Mar 29, 2024

LEIGH BALDWIN & CO., INC.

Owner

yes

01/2003

Mar 30, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHEAST FINANCIAL GROUP, INC.

n/a

Mixed wealth

$1.4B

n/a

HIGH FALLS ADVISORS, INC.

n/a

Independent wealth

$695M

n/a

PFS PARTNERS, LLC

n/a

Independent wealth

$436M

n/a

TRITON WEALTH MANAGEMENT, PLLC

n/a

Independent wealth

$405M

n/a

TOOMEY INVESTMENT MANAGEMENT, INC

n/a

Independent wealth

$321M

n/a

COMMONS CAPITAL, LLC

n/a

Independent wealth

$307M

n/a

EMERGENT WEALTH ADVISORS, LLC

n/a

Independent wealth

$249M

n/a

TLC GROUP INVESTMENT ADVISORS, LLC

n/a

Independent wealth

$168M

n/a

HERSHEY FINANCIAL ADVISERS, LLC

n/a

Independent wealth

$152M

n/a

DICCIANNI FINANCIAL GROUP, INC.

n/a

Independent wealth

$129M

n/a

NEWMAN LADD CAPITAL ADVISORS, LLC.

n/a

Independent wealth

$108M

n/a

EXPERT FINANCIAL SERVICES, LLC

n/a

State registered

$106M

n/a

VALUE FINANCIAL ADVISERS, INC.

n/a

Independent wealth

$105M

n/a

OAK CREST ADVISORY, LLC

n/a

Independent wealth

$90.2M

n/a

STONE SECURITIES INC.

n/a

State registered

$72.5M

n/a

SHOPE FINANCIAL PLANNING, INC.

n/a

Independent wealth

$65.6M

n/a

BROOKS, WAYNE I

n/a

Independent wealth

$57.5M

n/a

FSP ADVISORS, INC.

n/a

State registered

$43.6M

n/a

TRANSITION ADVISORY GROUP LLC

n/a

State registered

$35.7M

n/a

BUWICK GROUP WEALTH MANAGEMENT, LLC

n/a

State registered

$24.7M

n/a

FLANAGAN, ERINN DUFFY

n/a

State registered

$24.1M

n/a

WEALTH STRATEGIES & SOLUTIONS, LLC

n/a

State registered

$16.6M

n/a

BARBARA ANN ARNDT

n/a

State registered

$2.3M

n/a

HUDSON CAPITAL MANAGEMENT INC.

n/a

City

State

Country

Employees

Also broker-dealer

Liverpool

United States

yes

Stanhope

United States

yes

Blossvale

United States

yes

Cazenovia

United States

yes

Fayetteville

United States

yes

Manlius

United States

yes

Moravia

United States

yes

Syracuse

United States

yes

Syracuse

United States

yes

Utica

United States

yes

CLARKS SUMMIT

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$291M

n/a

2024

Mar 31, 2025

$286M

n/a

2023

Mar 29, 2024

$232M

n/a

2022

Mar 30, 2023

$180M

n/a

2021

Mar 31, 2022

$182M

n/a

2020

Mar 23, 2021

$133M

n/a

2019

Mar 30, 2020

$98.3M

n/a

2018

Apr 3, 2019

$65.6M

n/a

2017

Mar 30, 2018

$30.3M

n/a

2016

Mar 31, 2017

$20.4M

n/a

2015

Mar 31, 2016

$11.6M

n/a

2014

Mar 31, 2015

$10.8M

n/a

2013

Mar 31, 2014

$10.6M

n/a

2012

Mar 28, 2013

$10.8M

n/a

2011

Mar 30, 2012

$5.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

11.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$291M

$286M

1.8%

$180M

17.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FSP ADVISORS, INC.

Mar 30, 2026

Mar 27, 2026

WOLCOTT, NY

Team lift out

Other

40.0%