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CRD 105970
DARIEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHARLES AUGUSTUS KRAUSE | n/a | NEW CANAAN, CT | 34 | 35 | n/a | no |
| ERIK BERNARD PEARSON | n/a | DARIEN, CT | 9 | 17 | 1 | no |
| MICHAEL W CARLIN | n/a | DARIEN, CT | 4 | 16 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KRAUSE, CHARLES, AUGUSTUS | MANAGING DIRECTOR | E | yes | 12/1998 | Mar 5, 2012 | Dec 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $589M | $251M | 5 | 3 | 0 | n/a | n/a |
| 2024 | Mar 18, 2025 | $521M | $223M | 5 | 3 | 0 | n/a | n/a |
| 2023 | Mar 15, 2024 | $449M | $215M | 5 | 3 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $365M | $196M | 6 | 3 | 0 | n/a | n/a |
| 2021 | Mar 18, 2022 | $416M | $255M | 6 | 4 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $413M | $269M | 6 | 4 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $410M | $295M | 6 | 4 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $394M | $293M | 8 | 5 | 2 | n/a | n/a |
| 2017 | Mar 29, 2018 | $471M | $377M | 8 | 6 | 2 | n/a | n/a |
| 2016 | Mar 3, 2017 | $417M | $342M | 10 | 6 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $380M | $283M | 9 | 5 | n/a | n/a | n/a |
| 2014 | Mar 2, 2015 | $474M | $378M | 9 | 5 | n/a | n/a | n/a |
| 2013 | Mar 3, 2014 | $438M | $335M | 8 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $236M | $162M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 5, 2012 | $229M | $158M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $589M | $521M | 13.0% | $365M | 17.3% | 5 | 5 | 0 | 0 |