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Advisor at FAIRFIELD, BUSH & CO.
DARIEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAIRFIELD, BUSH & CO. | Independent wealth | Feb 10, 2022 | n/a | yes | DARIEN, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 21, 2014 | Feb 10, 2022 | no | BRONX, NY|MELVILLE, NY|BRONX, NY|YONKERS, NY|NEW YORK, NY|BRONX, NY|BRONX, NY|YONKERS, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|WHITE PLAINS, NY|BRONX, NY|WHITE PLAINS, NY|NORWALK, CT|ARMONK, NY|WILTON, CT|NORWALK, CT|DARIEN, CT | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 4, 2013 | Apr 28, 2014 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 3, 2010 | Oct 11, 2013 | no | Purchase, NY|New York, NY|Paramus, NJ|PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FAIRFIELD, BUSH & CO. | Feb 10, 2022 | Feb 10, 2022 | 0 | Firm change | Wirehouse to RIA |
| RBC CAPITAL MARKETS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 28, 2014 | May 21, 2014 | 23 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Oct 11, 2013 | Oct 4, 2013 | -7 | Firm change | Wirehouse to ibd |