DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••• F••••• O•••••• L••
Mesa, AZ | JUPITER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• F••••• O•••••• L•• | Independent wealth | Aug 25, 2025 | n/a | yes | JUPITER, FL|Mesa, AZ | Current employment |
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Apr 11, 2023 | May 6, 2025 | no | PHOENIX, AZ|Mesa, AZ|Happy Jack, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | F•••••• F••••• O•••••• L•• | May 6, 2025 | Aug 25, 2025 | 111 | Firm change | RIA to RIA |
| U••••• C•••••• F•••••••• A••••••• | R••••• W• B•••• • C•• I••••••••• | Apr 12, 2023 | Apr 11, 2023 |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Apr 1, 2019 | Apr 12, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 6, 2005 | Sep 1, 2005 | no | CHICAGO, IL | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Nov 11, 2003 | Jul 6, 2005 | no | CHANDLER, AZ | Previous registration |
| -1 |
| Firm change |
| Ibd to RIA |
| C•••• I••••••••• S••••••• C•••• | U••••• C•••••• F•••••••• A••••••• | Sep 1, 2005 | Apr 1, 2019 | 4,960 | Firm change after gap | Other |
| B••• O•• S••••••••• C••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |