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F•••••• F••••• O•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••• F••••• O•••••• L••

CRD 310275

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Search this name across graphsid dfx:ria:cb40bd9e-20c0-9a16-c9d6-c3611629592c

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 1
Observed: Sep 2, 2020 to Apr 30, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F•••••• F••••• O•••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $162M••• Locked
Discretionary RAUM: $162M
Private client RAUM: $114Mderived••• Locked
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $32.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• K••••••	n/a	JUPITER, FL \| Humacao, PR	5	13	n/a	no
S•••• L••• C••••••	Certified Financial Planner	Mesa, AZ \| JUPITER, FL	1	22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• O••••••••• F•••• L••	Real Estate Fund	$4.9M	Mar 28, 2024	5	Mar 28, 2024	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I••••••••• F•••••••• S••••••• I•••	Trustee	F	yes	07/2020	Sep 2, 2020	Mar 28, 2024
R••••••••• R•••••• G••••••	Trustee	F	yes	07/2020	Sep 2, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••• A••••••••• I•••	n/a	n/a	n/a	N	yes	n/a
F•••••• W••••• A•••••••• L••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$162M	$143M	13.0%	$113M	12.7%	10	13	3	3

Relationships

Affiliated with (1)

→ I•• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Registered with (6)

← KYLE ASHTON ANDREW CAINAdvisorregistration: current employment
Mar 11, 2026 to presentfactForm ADV
← A•••••• J••••• C••••••Advisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
←

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 5, 2023
Control person left
Farnum Peter Culver (Managing Member) no longer on Schedule A of F•••••• F••••• O•••••• L•• (listed 2023-09-28, absent 2023-10-05)
Form ADVobserved 7 days ago
Occurred
Sep 28, 2023
Control person left
Alex Lee (Chief Compliance Officer) no longer on Schedule A of F•••••• F••••• O•••••• L•• (listed 2023-03-30, absent 2023-09-28)
Form ADVobserved 7 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Michael Craig Waldow left F•••••• F••••• O•••••• L•• for Vanguard Advisers, Inc. (registered 2026-03-11)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb40bd9e-20c0-9a16-c9d6-c3611629592c
First observed: Sep 2, 2020
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.