DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••• F•••••••• A•••••••• L••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• F•••••••• A•••••••• L•• | Independent wealth | Dec 2, 2008 | n/a | yes | OVERLAND PARK, KS | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Jan 1, 2004 | Jan 16, 2008 | no | OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | F•••••• F•••••••• A•••••••• L•• | Jan 16, 2008 | Dec 2, 2008 | 321 | Firm change | Other |
| P••••••••• N••••••• I•• | C••••• A••••••• L•• | Dec 31, 2004 | Jan 1, 2004 |
| P••••••••• N••••••• I•• | n/a | May 28, 2002 | Dec 31, 2004 | no | OVERLAND PARK, KS | Previous registration |
| V••••• S••••••••• C••••••••• | n/a | Mar 18, 1999 | Jan 1, 2004 | no | OLATHE, KS | Previous registration |
| -365 |
| Firm change after gap |
| Other |
| V••••• S••••••••• C••••••••• | P••••••••• N••••••• I•• | Jan 1, 2004 | May 28, 2002 | -583 | Firm change after gap | Other |