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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FORTUNE FINANCIAL ADVISORS, LLC

CRD 145799

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ede8fbe-5211-e600-dcc5-8540754bda86

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Feb 6, 2012 to Mar 18, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $323MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $313M
Private client RAUM: $262MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $64.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 610
Individual clients: 122
High net worth clients: 84
Custody, client assets: $66.1M
SEC number: 801-78728
CRD: 145799
Filings on the tape: 29
First filed: Feb 6, 2012
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, KS
Website: fortunefinancialadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DENNIS LEON WALLACE	n/a	OVERLAND PARK, KS	17	37	3	no
LAWRENCE EDWARD HAMTIL	n/a	OVERLAND PARK, KS	17	20	1	no
STANLEY RAY STARK	n/a	OVERLAND PARK, KS	11	27	n/a	no
Kelli C Harpe	n/a	OVERLAND PARK, KS	1	34	1	no
Jon Albarelli	n/a	OVERLAND PARK, KS	1	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAMTIL, LAWRENCE, EDWARD	MEMBER, CIO	B	yes	11/2007	Feb 6, 2012	Oct 31, 2024
NOLAND, ROXANNA, MICHELLE	Member	B	yes	11/2007	Feb 6, 2012	Oct 31, 2024
WALLACE, DENNIS, LEON	MANAGING PARTNER / CEO / CCO	E	yes	11/2007	Feb 6, 2012	Oct 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$323M	$313M	6	6	0	n/a	n/a
2024	Mar 14, 2025	$202M	$202M	5	5	0	n/a	n/a
2023	Mar 23, 2024	$369M	$212M	8	8	0	n/a	n/a
2022	Feb 10, 2023	$317M	$183M	8	8	0	n/a	n/a
2021	Mar 2, 2022	$291M	$195M	6	6	0	n/a	n/a
2020	Feb 19, 2021	$239M	$155M	6	6	0	n/a	n/a
2019	Mar 4, 2020	$196M	$126M	6	6	0	n/a	n/a
2018	Mar 6, 2019	$128M	$105M	6	6	0	n/a	n/a
2017	Feb 21, 2018	$152M	$109M	6	6	0	n/a	n/a
2016	Feb 21, 2017	$117M	$88.2M	6	6	n/a	n/a	n/a
2015	Mar 3, 2016	$127M	$75.4M	6	6	n/a	n/a	n/a
2014	Feb 16, 2015	$123M	$74.0M	5	4	n/a	n/a	n/a
2013	Mar 7, 2014	$107M	$65.7M	5	4	n/a	n/a	n/a
2011	Feb 6, 2012	$38.7M	$38.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$323M	$202M	59.4%	$317M	0.6%	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KONZA GLOBAL WEALTH GROUP	2	Sep 30, 2024	Jul 8, 2024	OVERLAND PARK, KS	Team lift out	RIA to new firm	40.0%

Relationships

Registered with (8)

← Jon AlbarelliAdvisorregistration: current employment
Apr 16, 2025 to presentfactForm ADV
← Kelli C HarpeAdvisorregistration: current employment
Nov 23, 2024 to presentfactForm ADV
← STANLEY RAY STARKAdvisorregistration: current employment
Jan 9, 2015 to presentfactForm ADV
← LAWRENCE EDWARD HAMTILAdvisorregistration: current employment
Dec 17, 2008 to presentfactForm ADV
← DENNIS LEON WALLACEAdvisorregistration: current employment
Dec 2, 2008 to presentfactForm ADV
← DAVID W FREISNERAdvisorregistration: previous registration
Mar 1, 2012 to Sep 30, 2024factForm ADV
← Jacob Michael BossertAdvisorregistration: previous registration
Oct 6, 2022 to Sep 30, 2024factForm ADV
← JIMMY RAY TURNERAdvisorregistration: previous registration
May 9, 2012 to Jun 14, 2018factForm ADV

Controls (3)

← WALLACE, DENNIS, LEONOwnerMANAGING PARTNER / CEO / CCO, ownership code E, individual
Feb 6, 2012 to Oct 31, 2024factForm ADV
← NOLAND, ROXANNA, MICHELLEOwnerMEMBER, ownership code B, individual
Feb 6, 2012 to Oct 31, 2024factForm ADV
← HAMTIL, LAWRENCE, EDWARDOwnerMEMBER, CIO, ownership code B, individual
Feb 6, 2012 to Oct 31, 2024factForm ADV

Moved with (1)

→ KONZA GLOBAL WEALTH GROUPRegistered adviser2 advisors, team lift out, same day
Sep 30, 2024 to Jul 8, 2024factForm ADV

Dated events

Occurred
Mar 18, 2026
Regulatory AUM changed
Fortune Financial Advisors, Llc reported RAUM $322.6M, up 59% from $202.4M (2025-12-02 to 2026-03-18)
Form ADVobserved 3 days ago
$120M
Occurred
Mar 14, 2025
Regulatory AUM changed
Fortune Financial Advisors, Llc reported RAUM $202.4M, down 45% from $369.0M (2024-10-31 to 2025-03-14)
Form ADVobserved 3 days ago
$-167M
Occurred
Sep 30, 2024
Team lift-out
2 advisors left Fortune Financial Advisors, LLC (Overland Park, KS) for Konza Global Wealth Group on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 30, 2024
Advisor changed firm
Jacob Michael Bossert left Fortune Financial Advisors, Llc for Konza Global Wealth Group (registered 2024-07-03)
Form ADVobserved 3 days ago
Occurred
Sep 30, 2024
Advisor changed firm
David W Freisner left Fortune Financial Advisors, Llc for Konza Global Wealth Group (registered 2024-07-08)
Form ADVobserved 3 days ago
Occurred
Oct 18, 2013
First Form ADV filing
Fortune Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ede8fbe-5211-e600-dcc5-8540754bda86
First observed: Feb 6, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTUNE FINANCIAL ADVISORS, LLC

CRD 145799

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ede8fbe-5211-e600-dcc5-8540754bda86

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DENNIS LEON WALLACE

n/a

OVERLAND PARK, KS

LAWRENCE EDWARD HAMTIL

n/a

OVERLAND PARK, KS

STANLEY RAY STARK

n/a

OVERLAND PARK, KS

n/a

Kelli C Harpe

n/a

OVERLAND PARK, KS

Jon Albarelli

n/a

OVERLAND PARK, KS

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAMTIL, LAWRENCE, EDWARD

MEMBER, CIO

yes

11/2007

Feb 6, 2012

Oct 31, 2024

NOLAND, ROXANNA, MICHELLE

Member

yes

11/2007

Feb 6, 2012

Oct 31, 2024

WALLACE, DENNIS, LEON

MANAGING PARTNER / CEO / CCO

yes

11/2007

Feb 6, 2012

Oct 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$323M

$313M

n/a

2024

Mar 14, 2025

$202M

n/a

2023

Mar 23, 2024

$369M

$212M

n/a

2022

Feb 10, 2023

$317M

$183M

n/a

2021

Mar 2, 2022

$291M

$195M

n/a

2020

Feb 19, 2021

$239M

$155M

n/a

2019

Mar 4, 2020

$196M

$126M

n/a

2018

Mar 6, 2019

$128M

$105M

n/a

2017

Feb 21, 2018

$152M

$109M

n/a

2016

Feb 21, 2017

$117M

$88.2M

n/a

2015

Mar 3, 2016

$127M

$75.4M

n/a

2014

Feb 16, 2015

$123M

$74.0M

n/a

2013

Mar 7, 2014

$107M

$65.7M

n/a

2011

Feb 6, 2012

$38.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$323M

$202M

59.4%

$317M

0.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KONZA GLOBAL WEALTH GROUP

Sep 30, 2024

Jul 8, 2024

OVERLAND PARK, KS

Team lift out

RIA to new firm

40.0%