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R•••• A•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

R•••• A•••• J••••

Advisor at M••••• W••••• M••••••••• L••

WESTWOOD, NJ | ASHEVILLE, NC

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Search this name across graphsid dfx:ria:0aa9a1f7-6ae7-c8b7-c0a1-226e7b51c168

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 22, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Apr 26, 2023	n/a	yes	WESTWOOD, NJ\|ASHEVILLE, NC	Current employment
P••••• F••••••••	Former SEC adviser	May 22, 2007	Apr 27, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• F••••••••	M••••• W••••• M••••••••• L••	Apr 27, 2023	Apr 26, 2023	-1	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ P••••• F••••••••Registered adviserregistration: previous registration
May 22, 2007 to Apr 27, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0aa9a1f7-6ae7-c8b7-c0a1-226e7b51c168
First observed: May 22, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.