DFX Intelligence
RIA Intelligence
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Registered advisor
R•••• A•••• J••••
Feed of 09/15/2026
At current firm
3 y
since Apr 26, 2023
In the industry
19 y
since May 16, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 26, 2023 · Westwood, Nj
- P••••• F•••••••• formerMay 22, 2007 to Apr 27, 2023 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- P••••• F•••••••• to M••••• W••••• M••••••••• L••left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address