DFX Intelligence

G••••••• G••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

G••••••• G••• R••••••

Advisor at P••••••• F••••• A•••••••• L••

SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:0aac4b9b-a703-f6c7-5879-15eba87a02e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F••••• A•••••••• L••	Independent wealth	Aug 16, 2012	n/a	yes	SPRINGFIELD, MO	Current employment
S•••• M•••• • C••	Bd affiliated wealth	May 4, 2011	Jul 13, 2012	no	SPRINGFIELD, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• M•••• • C••	P••••••• F••••• A•••••••• L••	Jul 13, 2012	Aug 16, 2012	34	Firm change	Other

Relationships

Registered with (2)

→ P••••••• F••••• A•••••••• L••Registered adviserregistration: current employment
Aug 16, 2012 to presentfactForm ADV
→ S•••• M•••• • C••Registered adviserregistration: previous registration
May 4, 2011 to Jul 13, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0aac4b9b-a703-f6c7-5879-15eba87a02e9
First observed: May 4, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.