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CRD 145628
SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL THOMAS CARROLL | n/a | SPRINGFIELD, MO | 17 | 26 | 2 | yes |
| Ronald Sean McCurry | n/a | SPRINGFIELD, MO | 17 | 29 | 1 | yes |
| BRIAN CHARLES MCCRACKEN | n/a | SPRINGFIELD, MO | 16 | 23 | 4 | yes |
| JANET SUE HUDSON | n/a | SPRINGFIELD, MO | 14 | 15 | n/a | no |
| GEOFFREY GENE RUSSELL | n/a | SPRINGFIELD, MO | 14 | 21 | 1 | yes |
| MICHAEL TODD VAUGHN | Certified Financial Planner | SPRINGFIELD, MO | 12 | 26 | 1 | no |
| JOEL STEPHEN PEARSON | n/a | SPRINGFIELD, MO | 10 | 22 | 1 | no |
| CHRISTOPHER ALLEN BESTE | Certified Financial Planner | Creve Coeur, MO | SPRINGFIELD, MO | 5 | 13 | 2 | no |
| Cody M. Breeden | n/a | SPRINGFIELD, MO | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARROLL, PAUL, THOMAS | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | Na | yes | 02/2009 | Mar 26, 2012 | Oct 29, 2024 |
| MCCURRY, RONALD, SEAN | MANAGING MEMBER/PRESIDENT | C | yes | 10/2007 | Mar 26, 2012 | Oct 29, 2024 |
| BRITTON FAMILY DYNASTY TRUST- DATED 10/25/2012 | Member | B | no | 07/2015 | Apr 27, 2021 | Oct 29, 2024 |
| BRITTON, JEFFREY, MARC | Trustee | E | no | 10/2012 | Nov 6, 2015 | Oct 29, 2024 |
| BRITTON, RICK, ALLEN | Trustee | E | no | 10/2012 | Nov 6, 2015 | Oct 29, 2024 |
| HORTON, KIMBERLY, KAY | Trustee | E | no | 06/1999 | Mar 26, 2018 | Oct 29, 2024 |
| KIMBERLY KAY HORTON REVOCABLE TRUST-DATED JUNE 2, 1999 | Member | Na | no | 08/2017 | Apr 27, 2021 | Oct 29, 2024 |
| O'REILLY, TIMOTHY, BRIAN | Member | A | no | 10/2007 | Mar 26, 2012 | Oct 29, 2024 |
| RICK A. BRITTON REVOCABLE TRUST- DATED 10-26-2012 | Member | B | no | 06/2015 | Apr 27, 2021 | Oct 29, 2024 |
| TUCKER, MANDY, MICHELLE | Trustee | E | no | 10/2012 | Nov 6, 2015 | Oct 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRIAN MCCRACKEN | n/a | n/a | n/a | Y | no | n/a |
| JANET HUDSON | n/a | n/a | n/a | Y | no | n/a |
| PINNACLE PRIVATE VENTURES FUND I, GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| PINNACLE PRIVATE VENTURES FUND II, GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| PINNACLE PRIVATE VENTURES, LLC | n/a | State registered | n/a | N | yes | n/a |
| TIMOTHY B. O'REILLY | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| ST. LOUIS | Mo | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $372M | $372M | 13 | 8 | 1 | n/a | n/a |
| 2024 | Mar 31, 2025 | $341M | $341M | 13 | 8 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $272M | $271M | 13 | 8 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | $252M | $251M | 13 | 8 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $345M | $344M | 16 | 10 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $273M | $271M | 14 | 9 | 1 | n/a | n/a |
| 2019 | Mar 26, 2020 | $198M | $197M | 13 | 8 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $214M | $213M | 15 | 8 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $277M | $275M | 15 | 8 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $213M | $203M | 16 | 9 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $127M | $82.7M | 17 | 10 | n/a | n/a | n/a |
| 2014 | Mar 19, 2015 | $120M | $83.2M | 16 | 11 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $103M | $72.6M | 15 | 10 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $53.7M | $33.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $372M | $341M | 8.9% | $252M | 13.8% | 13 | 13 | 1 | 1 |