DFX Intelligence

S••••••• W••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••••••• W••••• K•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

ENGLEWOOD, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 19, 2026	n/a	yes	ENGLEWOOD, CO	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Apr 27, 2026	no	80104, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Apr 27, 2026	Aug 19, 2026	114	Firm change	Other
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (4)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Apr 27, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2023 to Nov 14, 2024factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Order

Occurred
27 Apr 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 7, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.