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Advisor at PARK AVENUE SECURITIES LLC
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 24, 2019 | n/a | yes | MADISON, WI | Current employment |
| KLAAS FINANCIAL ASSET ADVISORS, LLC. | Independent wealth | Jan 19, 2018 | Feb 15, 2019 | no | FITCHBURG, WI|FITCHBURG, WI|LOVES PARK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KLAAS FINANCIAL ASSET ADVISORS, LLC. | PARK AVENUE SECURITIES LLC | Feb 15, 2019 | Jun 24, 2019 | 129 | Firm change | RIA to ibd |