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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD 121399

LOVES PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4929cf49-557f-c8d1-bfbe-57e5bd72f48e

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2014 to May 6, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $758MItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $758M
Private client RAUM: $757MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $54.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 13
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,687
Individual clients: 812
High net worth clients: 203
SEC number: 801-79516
CRD: 121399
Filings on the tape: 50
First filed: Mar 28, 2014
Latest filed: May 6, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CRAIG JARED KLAAS	n/a	LOVES PARK, IL \| FITCHBURG, WI	19	19	2	no
KYLE A KITE	Certified Financial Planner	LOVES PARK, IL	12	12	n/a	no
Joshua Eric Stirling	Chartered Financial Analyst	LOVES PARK, IL \| Fitchburg, WI	8	14	n/a	no
Nathan Thomas Winslow	n/a	LOVES PARK, IL \| FITCHBURG, WI	6	25	2	no
Alyssa M Thom	n/a	LOVES PARK, IL	6	10	n/a	no
NATHAN ANDREW BREIBY	Certified Financial Planner	LOVES PARK, IL	5	12	3	no
ERIC JAMES SCHWARTZ	Certified Financial Planner	LOVES PARK, IL \| FITCHBURG, WI	5	13	2	no
Michael James Schlimgen	Certified Financial Planner	LOVES PARK, IL \| Fitchburg, WI	3	20	n/a	no
ERIC SCOTT SCHMITZ	Certified Financial Planner	LOVES PARK, IL \| Fitchburg, WI	2	14	2	no
Rachael Clara Herold-Plakut	n/a	Fitchburg, WI \| LOVES PARK, IL	2	11	n/a	no
Dylan Noah Henderson	n/a	LOVES PARK, IL	1	11	n/a	no
LIANE VICTORIA WARCUP	Certified Financial Planner	LOVES PARK, IL \| Geneva, IL	0	29	2	no
Morgan Brittni Tegeler	n/a	LOVES PARK, IL	0	10	n/a	no
AARON EUGENE SCHUELLER	n/a	Fitchburg, WI \| LOVES PARK, IL	0	11	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KITE, KYLE, A	CFO, MEMBER	B	yes	08/2018	Sep 6, 2018	Mar 4, 2024
KLAAS, CRAIG, JARED	PRESIDENT, MEMBER	C	yes	01/2014	Mar 28, 2014	Mar 4, 2024
MOWERS, STEPHANIE, RENEE	Coo	Na	yes	02/2017	Feb 13, 2017	Mar 4, 2024
WERNSING-CUEVAS, MALEEAH, LONNA	CEO, MEMBER	C	yes	01/2014	Mar 28, 2014	Mar 4, 2024
RHODES, RITA, BARDELL	CHIEF COMPLIANCE OFFICER	Na	no	06/2017	Mar 30, 2018	Mar 4, 2024
SCHWARTZ, ERIC, JAMES	Member	Na	no	02/2024	Mar 4, 2024	Mar 4, 2024
Stirling, Joshua, Eric	DIRECTOR OF PORTFOLIO MANAGEMENT, MEMBER	Na	no	02/2024	Mar 4, 2024	Mar 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Fitchburg	Wi	United States	6	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$758M	$758M	15	13	1	n/a	n/a
2024	Mar 28, 2025	$632M	$632M	13	12	1	n/a	n/a
2023	Mar 4, 2024	$569M	$569M	13	12	1	n/a	n/a
2022	Mar 30, 2023	$478M	$478M	13	12	1	n/a	n/a
2021	Mar 2, 2022	$522M	$522M	14	12	1	n/a	n/a
2020	Mar 16, 2021	$438M	$438M	15	10	1	n/a	n/a
2019	Mar 27, 2020	$378M	$378M	11	9	1	n/a	n/a
2018	Mar 29, 2019	$313M	$313M	9	8	1	n/a	n/a
2017	Mar 30, 2018	$279M	$279M	16	9	2	n/a	n/a
2016	Mar 24, 2017	$284M	$231M	13	5	n/a	n/a	n/a
2015	Mar 22, 2016	$234M	$190M	15	5	n/a	n/a	n/a
2014	Mar 30, 2015	$214M	$171M	16	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$758M	$632M	19.9%	$478M	16.6%	15	13	1	1

Relationships

Registered with (21)

← AARON EUGENE SCHUELLERAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Morgan Brittni TegelerAdvisorregistration: current employment
Oct 3, 2025 to presentfactForm ADV
← LIANE VICTORIA WARCUPAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Dylan Noah HendersonAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← Rachael Clara Herold-PlakutAdvisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← ERIC SCOTT SCHMITZAdvisorregistration: current employment
Jan 5, 2024 to presentfactForm ADV
← Michael James SchlimgenAdvisorregistration: current employment
Nov 12, 2022 to presentfactForm ADV
← ERIC JAMES SCHWARTZAdvisorregistration: current employment
Dec 7, 2020 to presentfactForm ADV
← NATHAN ANDREW BREIBYAdvisorregistration: current employment
Nov 2, 2020 to presentfactForm ADV
← Alyssa M ThomAdvisorregistration: current employment
Jul 1, 2020 to presentfactForm ADV
← Nathan Thomas WinslowAdvisorregistration: current employment
Apr 2, 2020 to presentfactForm ADV
← Joshua Eric StirlingAdvisorregistration: current employment
Jan 15, 2018 to presentfactForm ADV
← KYLE A KITEAdvisorregistration: current employment
Jul 15, 2014 to presentfactForm ADV
← CRAIG JARED KLAASAdvisorregistration: current employment
Mar 8, 2007 to presentfactForm ADV
← Melissa A WengerAdvisorregistration: previous registration
Apr 11, 2017 to Jan 12, 2024factForm ADV
← Matthew Howard WeissAdvisorregistration: previous registration
Jan 18, 2018 to May 1, 2022factForm ADV
← LOGAN JOHN DONOVANAdvisorregistration: previous registration
Mar 29, 2021 to Dec 14, 2021factForm ADV
← JANEL C KALISHAdvisorregistration: previous registration
Jan 19, 2018 to Feb 15, 2019factForm ADV
← SCOTT ALAN JOHNSONAdvisorregistration: previous registration
Mar 8, 2007 to Feb 16, 2010factForm ADV
← GARY DANIEL LOVEAdvisorregistration: previous registration
Mar 8, 2007 to Feb 16, 2010factForm ADV
← HUEY KENT HEISEAdvisorregistration: previous registration
Aug 2, 2003 to Feb 2, 2007factForm ADV

Controls (4)

← MOWERS, STEPHANIE, RENEEOwnerCOO, ownership code NA, individual
Feb 13, 2017 to Mar 4, 2024factForm ADV
← WERNSING-CUEVAS, MALEEAH, LONNAOwnerCEO, MEMBER, ownership code C, individual
Mar 28, 2014 to Mar 4, 2024factForm ADV
← KLAAS, CRAIG, JAREDOwnerPRESIDENT, MEMBER, ownership code C, individual
Mar 28, 2014 to Mar 4, 2024factForm ADV
← KITE, KYLE, AOwnerCFO, MEMBER, ownership code B, individual
Sep 6, 2018 to Mar 4, 2024factForm ADV

Owns (3)

← RHODES, RITA, BARDELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2018 to Mar 4, 2024factForm ADV
← SCHWARTZ, ERIC, JAMESOwnerMEMBER, ownership code NA, individual
Mar 4, 2024 to Mar 4, 2024factForm ADV
← Stirling, Joshua, EricOwnerDIRECTOR OF PORTFOLIO MANAGEMENT, MEMBER, ownership code NA, individual
Mar 4, 2024 to Mar 4, 2024factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
Melissa A Wenger left Klaas Financial Asset Advisors, Llc. for Cambridge Investment Research Advisors, Inc. (registered 2024-02-05)
Form ADVobserved 5 days ago
Occurred
May 1, 2022
Advisor changed firm
Matthew Howard Weiss left Klaas Financial Asset Advisors, Llc. for Madison Investment Advisors, Llc (registered 2022-06-22)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2014
First Form ADV filing
Klaas Financial Asset Advisors, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4929cf49-557f-c8d1-bfbe-57e5bd72f48e
First observed: Mar 28, 2014
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD 121399

LOVES PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4929cf49-557f-c8d1-bfbe-57e5bd72f48e

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CRAIG JARED KLAAS

n/a

LOVES PARK, IL | FITCHBURG, WI

KYLE A KITE

Certified Financial Planner

LOVES PARK, IL

n/a

Joshua Eric Stirling

Chartered Financial Analyst

LOVES PARK, IL | Fitchburg, WI

n/a

Nathan Thomas Winslow

n/a

LOVES PARK, IL | FITCHBURG, WI

Alyssa M Thom

n/a

LOVES PARK, IL

n/a

NATHAN ANDREW BREIBY

Certified Financial Planner

LOVES PARK, IL

ERIC JAMES SCHWARTZ

Certified Financial Planner

LOVES PARK, IL | FITCHBURG, WI

Michael James Schlimgen

Certified Financial Planner

LOVES PARK, IL | Fitchburg, WI

n/a

ERIC SCOTT SCHMITZ

Certified Financial Planner

LOVES PARK, IL | Fitchburg, WI

Rachael Clara Herold-Plakut

n/a

Fitchburg, WI | LOVES PARK, IL

n/a

Dylan Noah Henderson

n/a

LOVES PARK, IL

n/a

LIANE VICTORIA WARCUP

Certified Financial Planner

LOVES PARK, IL | Geneva, IL

Morgan Brittni Tegeler

n/a

LOVES PARK, IL

n/a

AARON EUGENE SCHUELLER

n/a

Fitchburg, WI | LOVES PARK, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KITE, KYLE, A

CFO, MEMBER

yes

08/2018

Sep 6, 2018

Mar 4, 2024

KLAAS, CRAIG, JARED

PRESIDENT, MEMBER

yes

01/2014

Mar 28, 2014

Mar 4, 2024

MOWERS, STEPHANIE, RENEE

Coo

yes

02/2017

Feb 13, 2017

Mar 4, 2024

WERNSING-CUEVAS, MALEEAH, LONNA

CEO, MEMBER

yes

01/2014

Mar 28, 2014

Mar 4, 2024

RHODES, RITA, BARDELL

CHIEF COMPLIANCE OFFICER

06/2017

Mar 30, 2018

Mar 4, 2024

SCHWARTZ, ERIC, JAMES

Member

02/2024

Mar 4, 2024

Stirling, Joshua, Eric

DIRECTOR OF PORTFOLIO MANAGEMENT, MEMBER

02/2024

Mar 4, 2024

City

State

Country

Employees

Also broker-dealer

Fitchburg

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$758M

n/a

2024

Mar 28, 2025

$632M

n/a

2023

Mar 4, 2024

$569M

n/a

2022

Mar 30, 2023

$478M

n/a

2021

Mar 2, 2022

$522M

n/a

2020

Mar 16, 2021

$438M

n/a

2019

Mar 27, 2020

$378M

n/a

2018

Mar 29, 2019

$313M

n/a

2017

Mar 30, 2018

$279M

n/a

2016

Mar 24, 2017

$284M

$231M

n/a

2015

Mar 22, 2016

$234M

$190M

n/a

2014

Mar 30, 2015

$214M

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$758M

$632M

19.9%

$478M

16.6%