DFX Intelligence

S•••• L• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

S•••• L• W•••••••••

Advisor at N•••••• W••••• M•••••••••

GREEN BAY, WI | Oshkosh, WI

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Search this name across graphsid dfx:ria:0abab052-0b9c-4d93-5fdb-f37055531637

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• W••••• M•••••••••	Independent wealth	Sep 13, 2019	n/a	yes	GREEN BAY, WI\|Oshkosh, WI	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Nov 30, 2010	Aug 27, 2019	no	Oshkosh, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	N•••••• W••••• M•••••••••	Aug 27, 2019	Sep 13, 2019	17	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ N•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 13, 2019 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2010 to Aug 27, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0abab052-0b9c-4d93-5fdb-f37055531637
First observed: Nov 30, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.