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R•••••• T••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

R•••••• T••••• P•••••

Advisor at F•••• S••••• C•••••• M••••••••• I•••

MISSOULA, MT

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Search this name across graphsid dfx:ria:0ac0ed4f-4128-3663-db93-662f2ae9ed4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• S••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• S••••• C•••••• M••••••••• I•••	Independent wealth	Oct 10, 2006	n/a	yes	MISSOULA, MT	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 12, 2006	Nov 8, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F•••• S••••• C•••••• M••••••••• I•••	Nov 8, 2006	Oct 10, 2006	-29	Firm change	Other
P•••• S•••••• • C••	U•• F•••••••• S••••••• I•••	Aug 12, 2006

Relationships

Registered with (3)

→ F•••• S••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 10, 2006 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2006 to Nov 8, 2006factForm ADV
→ P•••• S•••••• • C••Registered adviserregistration: previous registration
Feb 5, 1998 to Aug 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ac0ed4f-4128-3663-db93-662f2ae9ed4a
First observed: Feb 5, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.