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F•••• S••••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••• S••••• C•••••• M••••••••• I•••

CRD 141974

MISSOULA, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1361564-fab6-6a58-1216-13a9cdb2c70e

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2012 to May 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.71 fund_share=0.24 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $862MItem 5.F on the latest filing (2026-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $862M
Private client RAUM: $608MderivedItem 5.D individuals plus high net worth individuals
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• T••••• P•••••	n/a	MISSOULA, MT	19	44	2	no
M•••••• M•••• B••••	n/a	MISSOULA, MT	19	33

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• V•••••••• M••••	CHIEF COMPLIANCE OFFICER / SECRETARY	Na	yes	01/2008	Mar 28, 2012	Apr 8, 2024
B••••• M••••••• M••••	VICE PRESIDENT	B	yes	09/2006	Mar 28, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$862M	$614M	40.4%	$575M	14.4%	6	6	0	0

Relationships

Registered with (5)

← D•••••• J••••• P•••••Advisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← J••••• D•••• B••••Advisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← D•••• J•••• W•••Advisorregistration: current employment
Nov 7, 2013 to presentfactForm ADV
← M•••••• M•••• B••••

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
F•••• S••••• C•••••• M••••••••• I••• reported RAUM $862.0M, up 40% from $614.0M (2025-03-28 to 2026-03-26)
Form ADVobserved 6 days ago
$248M
Occurred
Mar 29, 2022
Regulatory AUM changed
F•••• S••••• C•••••• M••••••••• I••• reported RAUM $653.0M, up 57% from $415.5M (2021-03-30 to 2022-03-29)
Form ADVobserved 6 days ago
$238M
Occurred
Mar 30, 2018
Regulatory AUM changed
F•••• S••••• C•••••• M••••••••• I••• reported RAUM $453.6M, up 35% from $334.9M (2017-03-31 to 2018-03-30)
Form ADVobserved 6 days ago
$119M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1361564-fab6-6a58-1216-13a9cdb2c70e
First observed: Mar 28, 2012
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 26, 2026	$862M	$862M	6	4	0	n/a	n/a
2024	Mar 28, 2025	$614M	$614M	6	4	0	n/a	n/a
2023	Mar 29, 2024	$615M	$615M	6	4	0	n/a	n/a
2022	Mar 27, 2023	$575M	$575M	6	4	0	n/a	n/a
2021	Mar 29, 2022	$653M	$653M	6	4	0	n/a	n/a
2020	Feb 8, 2021	$416M	$416M	6	4	0	n/a	n/a
2019	Mar 31, 2020	$418M	$418M	6	4	0	n/a	n/a
2018	Mar 29, 2019	$431M	$431M	6	4	1	n/a	n/a
2017	Mar 30, 2018	$454M	$454M	6	3	1	n/a	n/a
2016	Mar 31, 2017	$335M	$335M	6	3	n/a	n/a	n/a
2015	Mar 31, 2016	$289M	$289M	4	3	n/a	n/a	n/a
2014	Mar 30, 2015	$306M	$306M	4	3	n/a	n/a	n/a
2013	Mar 28, 2014	$293M	$293M	4	3	n/a	n/a	n/a
2012	Mar 26, 2013	$218M	$218M	4	2	n/a	n/a	n/a
2011	Mar 28, 2012	$191M	$191M	n/a	n/a	n/a	n/a	n/a