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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

HOWARD MICHAEL WOLFSON

Advisor at TCFG INVESTMENT ADVISORS, LLC

Cincinnati, OH | LAGUNA NIGUEL, CA

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Search this name across graphsid dfx:ria:0ac1f5ac-c5ba-d246-e1f0-6f4eb37c02ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TCFG INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 27, 1998
First registration: Jun 23, 2003
Dual registered: yes, broker-dealer
Other names: HOWARD M WOLFSON
IAPD individual key: 2154266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TCFG INVESTMENT ADVISORS, LLC	Independent wealth	Feb 11, 2026	n/a	yes	LAGUNA NIGUEL, CA\|Cincinnati, OH	Current employment
GOLD COAST SECURITIES, INC.	Former SEC adviser	Aug 3, 2004	Dec 31, 2025	no	GOLD RIVER, CA\|CINCINNATI, OH	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	May 4, 2004	Aug 2, 2004	no	PITTSBURGH, PA	Previous registration
FDX ADVISORS, INC.	Asset manager	Jun 23, 2003	May 4, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLD COAST SECURITIES, INC.	TCFG INVESTMENT ADVISORS, LLC	Dec 31, 2025	Feb 11, 2026	42	Firm change	Other
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	GOLD COAST SECURITIES, INC.	Aug 2, 2004	Aug 3, 2004	1	Firm change	Other
FDX ADVISORS, INC.	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	May 4, 2004	May 4, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ TCFG INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ GOLD COAST SECURITIES, INC.Registered adviserregistration: previous registration
Aug 3, 2004 to Dec 31, 2025factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
May 4, 2004 to Aug 2, 2004factForm ADV
→ FDX ADVISORS, INC.Registered adviserregistration: previous registration
Jun 23, 2003 to May 4, 2004factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Howard Michael Wolfson left Gold Coast Securities, Inc. for Tcfg Investment Advisors, Llc (registered 2026-02-11)
Form ADVobserved 4 days ago