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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GOLD COAST SECURITIES, INC.

CRD 110925

THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:797986fa-49d2-865e-774d-8cf85d0f7834

Data as of Dec 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 11
On other graphs: 0
Observed: Mar 29, 2012 to Dec 5, 2012
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.1MItem 5.F on the latest filing (2012-12-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $31.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 29
Accounts: 171
SEC number: 801-60090
CRD: 110925
Filings on the tape: 10
First filed: Mar 29, 2012
Latest filed: Dec 5, 2012
Organised: Corporation, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TAE POM HO	n/a	THOUSAND OAKS, CA \| LAGUNA NIGUEL, CA	23	29	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HO, TAE POM	CEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTOR	C	yes	01/2001	Mar 29, 2012	Dec 5, 2012
LAMIA, CHRISTOPHER ANTHONY	Shareholder	C	yes	01/2001	Mar 29, 2012	Dec 5, 2012
TAMANO, SALLY YIP	SVP, COO, DIRECTOR	A	yes	11/2002	Mar 29, 2012	Dec 5, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Glendale	CA	United States	n/a	no
GOLD RIVER	CA	United States	n/a	no
LOS ANGELES	CA	United States	n/a	no
Tarzana	CA	United States	n/a	no
WESTLAKE VILLAGE	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$31.1M	$18.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	6	-6	600.0%	0	0	0	0	9

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$31.1M	n/a	n/a	n/a	n/a	29	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	3	Dec 31, 2025	Jan 29, 2026	LOS ANGELES, CA	Team lift out	Other	42.9%
BLACKRIDGE ASSET MANAGEMENT, LLC	3	May 31, 2024	Jan 1, 2025	BURBANK, CA	Team lift out	Other	30.0%

Relationships

Controls (3)

← TAMANO, SALLY YIPOwnerSVP, COO, DIRECTOR, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← LAMIA, CHRISTOPHER ANTHONYOwnerSHAREHOLDER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← HO, TAE POMOwnerCEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTOR, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (29)

← TAE POM HOAdvisorregistration: current employment
Jan 23, 2003 to presentfactForm ADV
← HOWARD MICHAEL WOLFSONAdvisorregistration: previous registration
Aug 3, 2004 to Dec 31, 2025factForm ADV
← ESTHER E KOHAdvisorregistration: previous registration
Jan 3, 2006 to Dec 31, 2025factForm ADV
← SUSAN EUNJOO MINAdvisorregistration: previous registration
Oct 31, 2005 to Dec 31, 2025factForm ADV
← MICHAEL J GOODMANAdvisorregistration: previous registration
Jan 3, 2005 to Dec 31, 2025factForm ADV
← Marilyn Evans JohnsonAdvisorregistration: previous registration
May 16, 2008 to Dec 31, 2025factForm ADV
← ITZIAR RAMOSAdvisorregistration: previous registration
Nov 15, 2004 to Dec 31, 2025factForm ADV
← OLEG KATRIKHAdvisorregistration: previous registration
Nov 11, 2004 to May 31, 2024factForm ADV
← PATRICK STEVEN SELWAYAdvisorregistration: previous registration
Nov 11, 2004 to May 31, 2024factForm ADV
← LISABETH MORGAN SCHILLERAdvisorregistration: previous registration
Oct 19, 2006 to May 31, 2024factForm ADV
← THOMAS KRAUSE MORELANDAdvisorregistration: previous registration
Feb 14, 2003 to Oct 26, 2020factForm ADV
← JOHN THOMAS BOWERSAdvisorregistration: previous registration
Apr 21, 2003 to Jun 15, 2018factForm ADV
← Christian Fernando CarreonAdvisorregistration: previous registration
Sep 15, 2017 to Sep 27, 2017factForm ADV
← LAURENCE IAN KOEPPELAdvisorregistration: previous registration
May 7, 2012 to Dec 2, 2016factForm ADV
← DAVID DINCHUNG LOAdvisorregistration: previous registration
Mar 2, 2010 to Dec 31, 2015factForm ADV
← JOHN JUNGKI KOHAdvisorregistration: previous registration
Feb 8, 2011 to Jun 30, 2015factForm ADV
← AMBER KALEILEHUA CARTERAdvisorregistration: previous registration
Mar 4, 2014 to Dec 2, 2014factForm ADV
← CHRISTIAN I CHOIAdvisorregistration: previous registration
Aug 19, 2008 to Dec 14, 2012factForm ADV
← WAN SHIU MCCORMICKAdvisorregistration: previous registration
Apr 9, 2007 to May 1, 2012factForm ADV
← Richard Lee WunderlichAdvisorregistration: previous registration
Dec 21, 2010 to Nov 28, 2011factForm ADV
← CHRISTOPHER ANTHONY LAMIAAdvisorregistration: previous registration
Jan 23, 2003 to Nov 13, 2009factForm ADV
← TIMOTHY JAMES NANSONAdvisorregistration: previous registration
Sep 17, 2007 to Sep 2, 2009factForm ADV
← JACK GELNAKAdvisorregistration: previous registration
Jan 10, 2008 to Aug 31, 2009factForm ADV
← ROBIN BAILEY LIEBESAdvisorregistration: previous registration
Jun 26, 2003 to Aug 21, 2009factForm ADV
← ARYN PATRICE SANDSAdvisorregistration: previous registration
Mar 24, 2003 to Aug 6, 2008factForm ADV
← MARY BRIDGET RILEYAdvisorregistration: previous registration
May 18, 2006 to Sep 4, 2007factForm ADV
← NALIN BHATTAdvisorregistration: previous registration
May 26, 2004 to Jun 17, 2005factForm ADV
← GARY PETER LIBHARTAdvisorregistration: previous registration
Jan 23, 2003 to Dec 31, 2003factForm ADV
← BRIAN MICHAEL OARDAdvisorregistration: previous registration
Jan 2, 2003 to Dec 16, 2003factForm ADV

Moved with (2)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviser3 advisors, team lift out, same day
Dec 31, 2025 to Jan 29, 2026factForm ADV
→ BLACKRIDGE ASSET MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
May 31, 2024 to Jan 1, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Team lift-out
3 advisors left Gold Coast Securities, Inc. (Los Angeles, CA) for Cetera Investment Advisers LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Michael J Goodman left Gold Coast Securities, Inc. for Cetera Investment Advisers Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Susan Eunjoo Min left Gold Coast Securities, Inc. for Cetera Investment Advisers Llc (registered 2026-01-29)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Howard Michael Wolfson left Gold Coast Securities, Inc. for Tcfg Investment Advisors, Llc (registered 2026-02-11)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Esther E Koh left Gold Coast Securities, Inc. for Cetera Investment Advisers Llc (registered 2026-01-29)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Marilyn Evans Johnson left Gold Coast Securities, Inc. for Tlg Advisors, Inc. (registered 2026-02-11)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Itziar Ramos left Gold Coast Securities, Inc. for Blackridge Asset Management, Llc (registered 2024-06-03)
Form ADVobserved 4 days ago
Occurred
May 31, 2024
Team lift-out
3 advisors left Gold Coast Securities, Inc. (Burbank, CA) for Blackridge Asset Management, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
May 31, 2024
Advisor changed firm
Lisabeth Morgan Schiller left Gold Coast Securities, Inc. for Blackridge Asset Management, Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
May 31, 2024
Advisor changed firm
Oleg Katrikh left Gold Coast Securities, Inc. for Blackridge Asset Management, Llc (registered 2024-06-03)
Form ADVobserved 4 days ago
Occurred
May 31, 2024
Advisor changed firm
Patrick Steven Selway left Gold Coast Securities, Inc. for Blackridge Asset Management, Llc (registered 2024-06-03)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:797986fa-49d2-865e-774d-8cf85d0f7834
First observed: Mar 29, 2012
Last observed: Dec 5, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOLD COAST SECURITIES, INC.

CRD 110925

THOUSAND OAKS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:797986fa-49d2-865e-774d-8cf85d0f7834

Data as of Dec 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TAE POM HO

n/a

THOUSAND OAKS, CA | LAGUNA NIGUEL, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HO, TAE POM

CEO/CFO/CLO/CHIEF COMPLIANCE OFFICER/DIRECTOR

yes

01/2001

Mar 29, 2012

Dec 5, 2012

LAMIA, CHRISTOPHER ANTHONY

Shareholder

yes

01/2001

Mar 29, 2012

Dec 5, 2012

TAMANO, SALLY YIP

SVP, COO, DIRECTOR

yes

11/2002

Mar 29, 2012

Dec 5, 2012

City

State

Country

Employees

Also broker-dealer

Glendale

United States

n/a

GOLD RIVER

United States

n/a

LOS ANGELES

United States

n/a

Tarzana

United States

n/a

WESTLAKE VILLAGE

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$31.1M

$18.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-6

600.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$31.1M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Dec 31, 2025

Jan 29, 2026

LOS ANGELES, CA

Team lift out

Other

42.9%

BLACKRIDGE ASSET MANAGEMENT, LLC

May 31, 2024

Jan 1, 2025

BURBANK, CA

Team lift out

Other

30.0%