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T••••• H••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

T••••• H••••• W•••••

Advisor at M•••••• W••••• M••••••••• L•

Houston, TX

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Search this name across graphsid dfx:ria:0ac2eaa4-8a49-0d35-015b-966f41959f3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Jan 28, 2025	n/a	yes	Houston, TX	Current employment
L•••• C•••••• M••••••••• L••	Former SEC adviser	Feb 8, 2006	Mar 11, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• C•••••• M••••••••• L••	M•••••• W••••• M••••••••• L•	Mar 11, 2025	Jan 28, 2025	-42	Firm change after gap	RIA to RIA
L•• F•••••••• L••	H•••••• A•••••••	Feb 10, 2006

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137902:113057:TX:2025-03-11	Mar 11, 2025	Jan 28, 2025	H••••••, TX	Firm change after gap

Relationships

Registered with (4)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ L•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 8, 2006 to Mar 11, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 14, 1996 to Feb 10, 2006factForm ADV
→ H•••••• A•••••••Registered adviser

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
T••••• H••••• W••••• left L•••• C•••••• M••••••••• L•• for M•••••• W••••• M••••••••• L• (registered 2025-01-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ac2eaa4-8a49-0d35-015b-966f41959f3a
First observed: Mar 14, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.